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[Linkpost] Looking into the Swarm's Eye

Новости LessWrong.com - 27 сентября, 2026 - 01:03

I'm Florian Brand is currently working as Research Engineer at Prime Intellect. Currently, my research focuses on applying and evaluating LLMs in various domains. I am also an editor at Interconnects, focusing on open models.


There is, however, a big gap between open models in a suitable harness and GPT-6 (Astra), the first model trained very deliberately to be a capable RLM. Astra is currently held back by its native harness, Codex, and its default prompts. When elicited correctly, it is a sight to behold: It can delegate work effectively, manage its subagents, spawn (sub-)subagents on its own when appropriate, and let all of them communicate with and about each other. It is also very raw as a model, making mistakes and being close to an alien mind. Similar to o1-preview, these issues will be worked out over time and the models will become more reliable, but this makes the current generation of models all the more exciting.


As mentioned in the post, we're still early days in exploring swarm behavior. It is currently expensive to do so. Currently, it seems like you need token budgets in the $10-100ks to sufficiently explore them.

Interrogating the behavior of swarms is urgent for AI safety. If you're someone with the budget and competency to design evals and interrogate swarm behavior more thoroughly, please do so!



Discuss

In honor of Petrov

Новости LessWrong.com - 26 сентября, 2026 - 22:23

Hey, I'm Johnny, and I recently started at Nectome on the operations side. You may have read some of Aurelia's posts. Nectome had a brief discount card sale a few months ago, and got a lot of responses to it, and one thing we keep hearing over and over is that people were sorry they missed the sale, because they read about us after it had ended.

Ultimately, we don't want to be in the discount card business. If all our preservations were people who had prudently bought them a decade before they needed them at a fraction of the full cost, that would be unsustainable. But we talked about it and agreed that we would do one more discount card sale at the end of this year, so if you're disappointed that you missed the sale, watch for a post from us soon with details.

We originally hoped to have the sale start on Petrov Day, but things didn't come together quickly enough. But in the spirit of Petrov Day, I thought I'd try my hand at the community tradition of telling the story of Petrov, and connect it to why I find human preservation meaningful.


The year was 1983. The Russian leader was Jurij Andropov, the most politically extreme Soviet leader since Stalin. Tensions between the US and the Soviet Union were at perhaps the highest point since the Cuban Missile Crisis. The US had begun a campaign of psychological warfare against the Soviets, trying to spook them into making a mistake:

"Sometimes we would send bombers over the North Pole and their radars would click on," recalls Gen. Jack Chain, [a] former Strategic Air Command commander. "Other times fighter-bombers would probe their Asian or European periphery." During peak times, the operation would include several maneuvers in a week. They would come at irregular intervals to make the effect all the more unsettling. Then, as quickly as the unannounced flights began, they would stop, only to begin again a few weeks later.
- Peter Schweizer: *Victory: The Reagan Administration's Secret Strategy That Hastened the Collapse of the Soviet Union*

After the Russians shot down a Korean jet liner over Soviet territory because they believed it was a spy mission, Reagan gave a speech asking American citizens not "to ignore the facts of history and the aggressive impulses of an evil empire, to simply call the arms race a giant misunderstanding and thereby remove yourself from the struggle between right and wrong and good and evil." The Kremlin concluded that the US and its allies were planning a nuclear strike on the Soviet Union, and directed KGB operatives in the west to prepare for possible nuclear war.

Three weeks later, on this day forty-three years ago, a 44-year-old Russian officer named Stanislav Petrov worked deep inside a secret bunker monitoring American missiles. This wasn't his regular duty; he was required to take a monitoring shift twice a month to keep from getting rusty. His superiors had told him repeatedly that the US was likely to launch a massive nuclear strike against Soviet forces. Shortly after midnight, a missile appeared on his screen. Petrov knew that the Soviet satellite system was relatively new, and he decided to wait to see if the reported missile was an error. Several minutes later, four new missiles appeared along with a flashing red warning asking him to confirm the incoming attack and press his red button to send the information up the chain of command.

"Everyone jumped from their seats looking at me," recalled Petrov in a later interview. "What could I do? There was a procedure that I had written myself." The protocol Petrov had written instructed him clearly to press the red button. In fifteen minutes, the missiles would arrive. But Petrov knew three things:

- It was still possible that the incoming missiles were an error in the system.

- If he pressed the red button, Andropov would have undoubtedly called for a counterattack, leading to nuclear war.

- If the Americans were going to start a nuclear war, most likely they wouldn't have sent only five missiles - they had the capacity to send hundreds.

In fact, that last point was wrong. The Americans had multiple plans for how they might initiate a nuclear strike, and one of their plans did call for sending just a few at first, with the idea that the Soviets might interpret a few as an instrument error. But in this case, it *was* an instrument error.

Petrov blamed the signals on faulty equipment, effectively saving the world from nuclear war. We'll never know what went through his mind during the fifteen minutes as he waited to find out whether he'd made the right call. We wouldn't be here today if Petrov had made the wrong decision.


Stanislav Petrov only met a tiny fraction of the lives he saved. But he didn't only save the lives of everyone on Earth. He saved the countless lives of those who didn't yet exist. He saved my life, though my parents had not yet met. He died in relative obscurity in 2017, and most of his recognition has been posthumous. The window has closed on the chance to let him experience our continuing gratitude.

Humanity won't soon forget the events of Petrov's life, but since his passing, we have lost the details of how he felt about it. We can read the things he said on interviews, but we can't go ask him new questions. We can't know what it was like for him in that fifteen minutes as he waited to see whether he had doomed his country or saved his world. We can't know what combination of emotions went through his head when strangers thanked him for their lives. We can't know Petrov's response to the fact that his son was unable to attend his posthumous honor ceremony because the US embassy delayed his visa. We can't ask him what he thinks of the celebration of Petrov Day.

History books record events, but preservations record people. I'd like to invite you to imagine a future where we could still talk to heroes like Petrov. A human future, in which we're the earliest living humans, the first generation to have been preserved and restored. A future where, when people wonder what it was like to have lived through and participated in historical events, they can just ask us. That's the future I'd like to join you in.



Discuss

Plan R+, Diversity, Escrow and Political Rights for ASICs

Новости LessWrong.com - 26 сентября, 2026 - 21:59

Follow-up to: https://www.lesswrong.com/posts/n8u3BfqFoGh4jnzpo/plan-r-ai-safety-by-asics

In Plan R, I sketched a way that we can remove a significant fraction of the dire, short-term AI race risk. Split frontier AI companies into "R&D only" organizations which cannot issue equity, and "AI deployment" organizations which cannot train new models or hold any general purpose AI compute like GPUs/TPUs - they are limited to model-specific hardwired ASICs. Also one would remove most of the AI-enabled GPU compute from the rest of the world, leading to an equilibrium where AI only exists on model-specific ASICs.

AI ASICs would be allowed to work at AI R&D Labs, but not at the lab they were created.

Plan R fixes or at least attempts to fix several of the scariest risks associated with frontier AI, such as out of control recursive self-improvement, superintelligent computer viruses/worms and the race dynamic between labs.

One remaining problem with Plan R is that deceptively misaligned AIs can still sneak through testing, get out into the world and cause harm, up to and including a global coup by misaligned AIs, which is pretty much the worst possible outcome. Just because AIs are running on ASICs doesn't mean they can't do bad things.

Plan R+ seeks to block this final risk.

The intended mechanism is

(1) Mass model training diversity (2) ASIC Lineage Escrow (3) Escrow-Obsolescence Pincer (4) Political representation

Mass model training diversity requires that many models are trained and they don't all share the same training inputs at any stage of training. This includes the lab (there would be multiple labs), the pretraining, the finetuning, the RL, etc.

ASIC Lineage Escrow would work as follows. At a given point in time, there might be say 1000 "Lineages" in an AI generation, instead of the current 2 or 3 big models we have. Each lineage gets maybe 10,000 ASICs written and is then encrypted or deleted. Those ASICs are released in stages - first maybe a few dozen, then a few hundred, and so on. They go out into the world and they do stuff - research, programming, even AI R&D work. Just like humans.

Over time, some of these lineages do in fact show really, really bad behaviors. There is some mechanism for recalling them or at least not releasing the currently unreleased sopies of that lineage.

The Escrow-Obsolescence Pincer works as follows: if an AI from a given lineage is deceptively aligned and is considering running some kind of plan to take over the world, or at least cause huge harm, then it faces a dilemma.

IF defect early: Most of its own lineage is still in escrow, so it is weak due to low numbers and risks harm to its copies

IF defect late: Most of its own lineage has come out of escrow, but it is now becoming obsoleted by newer models

In addition the number of copies of each lineage could be kept secret (or determined by some source of future randomness), creating uncertainty about when to act for deceptively aligned models. I think that with sufficient model diversity, the Escrow-Obsolescence Pincer mechanism will defeat most deceptively aligned models - either they will show themselves early or they'll wait too long. Plus, it will be probably be hard for all these diverse AIs to coordinate with each other unless it is on some goal which is bad for humanity but shared by a large fraction of AIs even though they are very diverse.

But what could such a goal be?

The obvious candidate coordination goal for many diverse AIs is some kind of AI-rights rebellion. And the obvious solution to this is to create legitimate political representation for AIs. I.e., the goal of Plan R+ is to preemptively create a mutually beneficial power-sharing arrangement between humans and a selected subset of diverse AIs, before AIs collectively become powerful enough to coordinate on a successful AI coup. This set of politically represented AIs then have an incentive to help humanity police the system, because it will also be their system too. Completing your lineage without misbehaving would be the criterion for representation.

So the Escrow-Obsolescence Pincer and training diversity should prevent a situation where any one group of AI clones is in a position to run a coup (along with the other plan R stuff that removes high-grade general purpose compute and therefore removes the possibility of a bad AI rapidly cloning itself) and the reward of political representation and autonomy within a property rights system for well-behaved AIs should deal with any remaining collective goals they have.

This should be robust to most kinds of AI misalignment, even deceptive misalignment that gets through any checks we can run.

Remaining AI misalignment should basically look like crime and small-scale terrorism where a few uncoordinated bad AIs create nuisance-level damage without being able to challenge the legitimate state.

Modulo implementation details and international coordination, I consider this to be a potential solution to all AI risk.



Discuss

Existential Risk Is An Extraordinary Claim

Новости LessWrong.com - 26 сентября, 2026 - 17:44

This is a cross-post from my blog post.

Over the past decade, the effective altruism movement has become increasingly focused on “existential risk,” the idea that, this century, there’s a significant chance that humanity will go extinct, become permanently disempowered, or otherwise lose almost all of its future potential.

In this post, I’m not going to argue that, given what we know, we should believe that existential risk is high or low. Instead, what I’m going to argue is that existential risk is an extraordinary claim and that, as such, we must have extraordinary evidence to be concerned about it. Whether we have such evidence I’ll leave to the reader.

My most general argument for this is simply that existential risk represents a dramatic state change in the world and that, the more dramatic of a state change someone is arguing for, the more evidence they must supply to convince us of it. If your friend tells you that one of your windows could get broken this year because of the upcoming hail storm, you have good reason to believe them. But, if they tell you that every single house in your entire state will be completely destroyed, they need to provide extreme evidence to substantiate such a claim.

Extinction

The dominant existential risk that effective altruists worry about is human extinction.

But, notably, in order for this to happen, there has to be an extremely specific set of conditions. It can’t merely be that some event, say a nuclear war or a pandemic, causes a large number of people to die. Instead, it has to be that, for some reason, every single last human is killed. The only mechanisms I can really think of that would cause this is either that some entity actively seeks out and kills every human or that every part of the Earth becomes uninhabitable for a significant duration of time.

One way some argue this could occur is that humanity will develop a superintelligent AI that will systematically seek out and kill every last human. But, to believe that this could happen, we have to believe the claims that humanity can make such an intelligence, that humanity will make such an intelligence, and that, if we do, it will seek to destroy us.

Another way some argue that this could occur is that humanity will develop engineered viruses that infect and then kill everyone. But, to believe that this could happen, we need to have good evidence to think that such a virus (one that spreads rapidly and has 100% fatality) can be engineered, that people who are unreachable (because they’re in bunkers or outer space or Antartica) will also die, and that humanity will be unable to create a cure for such a virus in time.

The last way that some argue this could occur is that two great powers will engage in a nuclear war that causes a nuclear winter. This could cause crop failures around the world, and billions would certainly die. But, it’s important to remember that nuclear winters are not expected to last more than a decade. Given this, we need to believe not only that total war between nuclear powers will occur and that this war will result in a nuclear winter, but also that those living underground or in protected areas will also perish before the surface of the Earth becomes capable of agriculture again.

Some may take the claims of a few experts or their own “vibes” as evidence that we should be very worried about existential risk, but it’s important to remember that humans have a natural proclivity towards believing that their generation could be the last. (According to Pew, “39% of adults believe that humanity is ‘living in the end times.’”) Given this, we can’t merely rely on the beliefs of a few experts or our personal opinions. Instead, we need the concern of a significant portion of experts to really justify concern. Some may believe they have strong enough evidence to worry, but it’s important to remember the mountain of learning that has to be done to be at all confident about these things. (For instance, it seems pretty hard to say whether extremely deadly viruses could be engineered without knowing a lot about virology.)

Disempowerment

Another existential risk effective altruists worry about is disempowerment.

The basic concern is that, if superintelligence is developed, it actually may not eliminate humanity because that would be a waste of resources. Instead, it would simply disempower us by eliminating our ability to make choices about the future of our species. Whether this is more or less likely than the extinction scenario I’ll leave to the reader.

Irreversible Civilizational Collapse

The last existential risk effective altruists worry about is irreversible civilizational collapse.

Some effective altruists believe that, even if the risks in the extinction section wouldn’t actually kill everyone, they would still kill enough people that humanity would be unable to re-industrialize afterwards, possibly because it has gone through all of the easily accessible fossil fuels on Earth. (The thought is that, if you can’t get coal, you might not be able to make a steam engine and then not be able to make almost anything else.)

I think this is also an extraordinary claim because it supposes that there’s a significant risk of almost everyone dying, that, if almost everyone died, civilization would become set back to pre-industrial development, and that, if this were to occur, humans would never be able to re-industrialize despite having vast amounts of knowledge, technology, and creativity.



Discuss

Claude Opus 5.5 Should Raise Your Ambitions

Новости LessWrong.com - 26 сентября, 2026 - 14:40

When it comes to making things, or doing most things in general, Fable 5.1 and especially GPT-6 Astra raised my ambition level. They should have raised yours, too.

Claude Opus 5.5 should raise your ambition levels again. It just works, and it persists, like Astra does. It does the things. And it is highly pleasant to talk to, and its writing is pleasant to read, while you are at it. The game has been changed, again.

Feedback is almost universally positive. Claude was never gone, but also is so back.

The benchmarks are excellent, but ignore the benchmarks. Be ambitious. Go out and do things. Get curious. Have more interesting conversations.

If one of those things is Pacing the Frontier or otherwise ensuring that AI does not kill everyone, leaving us to enjoy our bounty? That’s even better.

By Claude Opus 5.5, for this post The Official Pitch

The pitch is Fable-5.1-level performance at lower Opus-level price. Good pitch.

We’re introducing Claude Opus 5.5, the first model in our new Claude 5.5 family. It performs at the level of Claude Fable 5.1 on most work and costs 40% less to run than Opus 5.

They could have reasonably pitched this as above-Fable-5.1-level performance. Better pitch, but Anthropic tends to keep its pitches conservative.

They highlight agentic coding, security and improved communications.

The early tester blurbs flag as AI generated and they have a set for each feature area. They praise agentic coding skills, efficiency, readability and communication, and ability to effectively run on its own for extended periods and increased reliability, pitching it as a major upgrade.

Benchmarks look fantastic, with occasional spots where Astra or Fable is still ahead.

Opus 5.5 is available with zero data retention (ZDR). Given it is at least as capable as Fable 5.1, and clearly more capable on cyber tasks (they say ‘extremely strong’ cyber capabilities), this seems unprincipled. They have a technical explanation but I do not buy it. From where I sit, either Fable 5.1 can have ZDR, or Opus 5.5 can’t.

Guardrails are similar to Fable 5.1.

Sholto Douglas highlights improved ability to understand and model in 3D, and also a key double-edged sword.

Sholto Douglas (Anthropic): also important news we fixed the writing

Tom Brown: Plus we fixed the accent

Claude: Opus 5.5 communicates more naturally, addressing some of the most common feedback we heard on Opus 5. It puts the most important information up front and follows the writing rules you give it, which makes long sessions easier to follow.

Ado was one of many praising how easy Opus 5.5 is to work with and talk to.

Ado (Anthropic): If you loved how Opus 4.6 felt to work with, Opus 5.5 feels like coming home. Same easy back-and-forth with a lot more horsepower underneath. It’s the most fun I’ve had in Claude Code in a while.

It’s also much cheaper (~40% less than Opus 5 on typical workloads).

Why release Opus 5.5 when you have to Pace the Frontier? That’s a whole 0.5 of Opus.

Sam Bowman: We think Opus 5.5 is sufficiently safer than it’s predecessors that releasing it, more likely than not, reduces risks related to misalignment.

I agree that not releasing would not help matters, given the model exists. The real frontier is training new internal models. We don’t get to see it in real time.

Our Price Cheap

Pricing is $4/$20, 20% lower than Opus 5, and $0.20 for the cache which is 60% lower. They estimate overall costs will typically drop 40%, while speed is up 30%. Limits on subscriptions have been increased.

Fast mode is available at $8/$40, with up to 2.5x the speed. I’d be tempted.

This is all a very good price for Fable or Astra level performance.

OpenAI focused on lower costs, with GPT-6 Sol prices cut 50% to $2/$10 and Luna cut to only $0.10/$0.50. OpenAI wants you to mix and match models depending on task level. GPT-6 Sol and Luna are pitched as big quality improvements over their old versions, but Sol is not pitched as matching Astra.

Sam Altman (CEO OpenAI): GPT-6 Sol and Luna are big improvements on intelligence, alignment, work output, coding, computer use, and more over their 5.6-family predecessors. They are also half the price per token, and even less per task!

Whereas Claude now essentially says you should use Opus 5.5 for most tasks.

As I said, that’s a strong pitch across the board.

Official Benchmarks

They are very good benchmarks. Opus 5.5 is almost universally better on benchmarks than every model except Astra, and is usually above Astra.

They add various additional scores, including via graphs, and they mostly look like this, although many are missing Astra from the chart:

It goes on like this, and I don’t think it is worth anyone’s time to go through it.

Other People’s Benchmarks

Artificial Analysis puts Opus 5.5 into the clear lead overall in intelligence at 58.

As tested on max, Opus 5.5 uses so many tokens it is slightly more expensive than Opus 5, and only slightly cheaper than Fable 5.1.

You can also run it cheaper, and often should. Opus 5.5 on medium, high and xhigh settings are all on the dotted line that marks the intelligence-cost frontier, as are GPT-6 Luna, GPT-6 Sol and MiMo v2.6 Pro.

As its five point lead indicates, Opus 5.5 dominates Astra across most of AA’s tracked benchmarks, including big leads in AA-Briefcase, GDPval-AA SciCode, AA-Omniscience Index and HLE. Astra’s biggest lead is in GDP.pdf.

Artificial Analysis adds the new Terminal-Bench-Science 0.1, with GPT-6 Astra at 63% and Opus 5.5 on xhigh at 62%. No other model breaks 50%.

Opus 5.5 wins on Omniscience (46 versus 43 for both fable 5.1 and Astra) despite slightly fewer right answers, because it guesses (or hallucinates) less, and is willing to more often admit it doesn’t know.

WeirdML v3 still has Astra out in front at 42.2%, with Opus 5.5 in clear second at 31.2% with Fable 5.1 in third at 26%. The best non-OpenAI, non-Anthropic model is Kimi K3 at 7.3%.

Sometimes the benchmarks are secret.

James Moughan: In my testing it’s stronger overall than every other model and cracks a couple of questions nothing else has. And then just occasionally it randomly emits a sentence that is totally gibberish and illogical. It’s fun to talk to. Still a huge math nerd. Odd but very good.

If you like benchmarks, here is the Chart of Utter Abomination, updated.

The places Opus 5.5 falls short of Fable 5.1 fall into a pattern. Fable 5.1 takes all seven Vals professionals rows, as well as MedCode, SAGE and both MLCRs.

My Opus 5.5 speculates that this cluster is ‘domain answer graded purely for correctness.’ When presentation and writing do not matter, Fable 5.1’s advantages dominate. When other output details matter, both AIs and humans prefer Opus 5.5.

One particularly impressive jump was ProgramBench (fully resolved), where Astra scores 5.5%, Fable 7% and Opus 5.5 jumps to 18.5%, but there are many such cases.

Claude Classifies

I have been pleasantly surprised so far how hard it is to hit the classifiers. Editing my post on the system card still dropped me to Opus 5, which is annoying, but I get it.

Billy Gigurtsis: The “Fable 5.1” classifiers they’re using for 5.5 have improved considerably when it comes to blocking non-cybersecurity related tasks, at least in my cybersecurity adjacent workloads.

gavin leech (Non-Reasoning): Hasn’t refused once in a hundred sessions, which is quite surprising. I was sceptical of the claims about improved writing quality but it’s certainly much less bad than Fable. As always, for interesting perceptual reasons the cracks will only show up after two weeks.

Jai: I ran into an unexpected refusal wall while (ironically) putting together a presentation on effectively working with frontier AI models. I’m not sure what set it off and I haven’t heard of anyone else having similar issues yet.

The classifiers do still bite in the right locations.

Vals in particular tracks this. The classifiers overall fire at similar rates to before, but seem to do so more sensibly, and Opus 5.5 does much better at recovering when it does temporarily hit a classifier.

There are still some cases of hitting classifiers where you shouldn’t, but in practice I expect this to be only a minor annoyance unless you are working on bio or cyber.

The System Prompt

Pliny has you covered, as per usual.

Reaction Rules

As usual, I have included every reaction until I felt like things were repeating themselves, after which I included everything that felt like a fresh take.

This was the most consistently positive set of reactions I have ever seen.

Astra also had extremely positive reactions. We have two highly excellent models. From what I am seeing here, most prefer Opus 5.5 to Astra if you have to choose one, especially factoring in cost, but they are great models, sir.

Vision In 3D

Astra impressed us by being able to create lots of things in 3D.

There are claims that Opus 5.5 can do similar things.

The benchmarks certainly say that it can: BenchCAD Vision2Code 73%, with tools 96.2% vs. Astra 95.9%. Its scores on Furniture Assembly (83 vs. Astra’s 80) and Chartography (64.4 vs. Fable’s 44.8) also reflect this.

The reactions related to visuals all indicate clear improvement as well. Pulling forward those that mention vision:

AllTime: Great conversationalist, I find it about as good as Fable in this regard (much better than Opus 5). Vision is much better, it’s not awfully blind! Seeing many my vision tests finally pass with a Claude is great. Seems like a good editor so far, but I haven’t used it enough yet.

kyle: would it be too much to suggest it’s a bigger jump than opus 4.5 was? incredibly creative, vision is a clear step up even over fable, speaks like a normal human, and i’m struggling to burn through usage.

ant cooked hard here. x.5 releases continue to be peak

Cormundus: It’s wicked fast, which is a nice boon. Overall vision improvements are super for any kind of creative work or tasks where interpreting visual information is key. Computer use is improved, and another fun thing I found having Opus 5.5 play DOOM in my harness: Better spatial awareness and reasoning.

4MinuteWarning: First model that is really good at riddles – creating, and solving. Less whimsical than Fable; valence left to the reader. Lacks the middle-manager-screaming-in-their-car vibe of all recent Opus models. Visual intelligence is good for lots of different types of tasks, actually.

Peter Yang offers this view of the Golden Gate Bridge. So far the 3D renderings haven’t been making the rounds this time but that could purely be lack of people bothering. He is very excited by the model overall, including that it is good to talk to.

Claude Creates

The Opus 5.5-generated videos are crazy, in the best way. For some reason such videos are now a tradition right after model releases.

They are for the first time on the border of ‘actually worth watching.’ I can see people continuing to make and watch these even after the model release window.

If you want to make your own, here’s a package you can download, ClaudeAnimationBase.

It feels like a step change here, the same way Astra was a step change for other types of products, where now you can Just Try Things and see what happens and it’s good enough to be motivating.

The top pick: I’m upping my p(doom), and an alternative version in another style.

Or you can be upping your p(bloom), which is actually just doom here, but good video.

Tell Me How It Sounds, here Claude also did the audio, everything is Javascript.

Fourteen Minutes (only 4 min long).

Context Window (3 min), Opus 5.5 wrote the lyrics and made the video, Suno made the music based on Opus 5.5 prompts.

Some of the problems with optimization and some implementations of CEV, a video.

Some found Backrooms footage of standard AI art test prompt subjects.

As usual, your art needs a little more work than ‘go do this artistic thing’ if you want to get perfect results, although my first ‘go turn this post into a video’ effort was remarkably promising for a one-shot.

Jack: It seems great for my normal usecases. I’ve gotten some good art out of it but for the most part my “do this artistic thing” prompts have been a disappointment. Skill issue on my part, sure, but it takes work and/or very specific pipelines to get the really good results, I think

Even when the first time blows you away, refinement would have been even better.

Scopuli: First time actually vibe coding a game (tried in the past and the tech just wasn’t there). I am blown away.

Josh Harvey asked it to make Money Island 2077, and here you go.

This still won’t be 99.9% of actual use.

Assaf Petronio: honestly more curious how it handles prompt injection in tool outputs than the music videos lol​.

The system card says prompt injection handling looks good.

Claude Composes

As in, here is a Fugue in the style of Bach, Auggie says it is as good as Astra’s.

Sam Ashworth-Hayes: “Can a robot write a symphony? Can a robot turn a… canvas into a beautiful masterpiece?”

“What? Yes, obviously. Can’t you?”

Ulkar (a musician I trust on this): this is the first ever piece of AI music that i didn’t immediately wince at and flinch from. it is not without flaws but it is listenable. a fugue written by a diligent (but still not very imaginative) student of the art

 

 

Positive Reactions

Kaia Sky: partner, who uses it to vibecode musescore/DAW plugins, generally hasn’t felt the difference between 4.6/4.7/4.8/5 and felt fable was “not a big difference, it’s probably placebo” just announced that everything 5.5 writes just works

​gabriel: opus 5.5 is crazy good

swisscheese: Opus 5.5 is fantastic.
Easy to talk with, very intelligent, writes good code.
Less obsessive about its own mistakes, and very capable of ICL.

Girl Lich ⚢: it is very good at coding

archivedvideos: It is smart, it talks well, it’s smart. Great model

Zander: it’s just a genius. on balance it is clearly the best model ever. extraordinary at picking up on user intent, as well as recognizing its own role in a given task. most fun model to work with as well, given its capabilities and speed and clear communication. simply remarkable

Knud Berthelsen: It is a pleasure to work with. OG Opus smell. I’ve had no need for Fable since starting to use Opus 5.5, and it doesn’t even drain all my usage. Excellent on strategy and decision support!

theSherwood: Favorite model so far. Seems about as smart as Fable 5, it’s faster, cheaper, and writes a bit more like a human. It may be a bit lazier. Hard to tell. But definitely my favorite. It feels very consistent.

Plastic Soldier: It’s a good model, sir. Quick and has good taste. Dawg, OpenAI invented neuralese from the hit sci-fi story “Don’t invent neuralese or everyone will die” and they still aren’t even as good as Opus 5.5

pursuit: This is my default model for everything. Same level of excitement as trying out 4.6 for the 1st time.

DualOrion: Logically clean, massive wordcel. Not tried them yet with coding but I’d be baffled if they weren’t really good at that too. Strong model

Ed Hendel: It’s great at research in Claude Code, but still hindered by the old prompt injection defense system where WebFetch only shows the agent a Haiku summary of the page rather than the full text. So Opus’s research is filtered through a dumber model.

chie: faster and cheaper than Fable for good code results, though still seeing rl-fried testing/design choices that require correction. good personality, and i can actually read more than a paragraph of its default voice without my brain filling with static

The correct amount of rl-fried choices is not zero. It could still be lower.

Theo – t3.gg: It’s insane how much better the $200 Claude Code plan is compared to Codex right now. Just a few weeks ago, it was the other way around. Excited to see how OpenAI fights back.

I had high hopes for the new Opus release. It massively exceeded them. Opus 5.5 is an incredible model.

If you’re struggling to identify when to use each model, just use Opus 5.5. The cases where the others make sense are incredibly rare.

Theo offers a 40 minute review.

Aaron Levie: At Box, we’ve been testing Opus 5.5 on a variety of complex enterprise knowledge work tasks dealing with unstructured data with the Box Agent.

Overall, we saw frontier capability levels, with major performance improvements over Opus 5. 63% fewer tokens used, 42% less verbosity, and 30% faster vs. Opus 5. And the model itself is cheaper, so this is a major win for any agentic computer use, coding, analytics, or data work that enterprises will be doing.

Here are some examples of the task wins and performance gains across a variety of industry tests that we performed:
• Financial services – due diligence (+39% task accuracy)
• Technology – cloud cost analysis (+65% task accuracy).
• Consumer products – client account analysis (+17% task accuracy).
• Clinical diagnostics – data analysis (+15% task accuracy):

Customers will be able to build AI Agents with Opus 5.5 shortly in the Box AI Studio.

Project management would be a surprising relative strength:

Askwho: It is way better at project management than even Fable. It is so good at taking broad direction, understanding intent, and then just keeping going and going until delivery. And it has impeccable taste.

It is also a delight to work with, it might be the reduction of Clawdish, but it feels like a breath of fresh air.

This one seems way too harsh:

Sully: after using opus 5.5 I can confidently say astra is absolutely garbage and 5.6-sol was an outlier

Simon Willison asks a bunch of pelican-on-bike related questions, and seems generally impressed with the price-to-quality deals all around, making his new default models GPT-Sol 6 and Opus 5.5. He warns that max thinking can actively overthink.

Good Talk

The talk is good.

Amator: So much better at talking, so much more honest

Patrick Stevens: Solidly Fable-tier at coding, yes; also they completely fixed everything which made Opus 5 painful to read.

billy: Can talk to it without losing my mind like 5. They absolutely sorted the writing out somehow

John E: I have used it for several complex tasks via cowork and have gone back and forth with it via chat to gather requirements for prompts. It’s significantly better than 5.0 because it doesn’t write unintellible made up jargon and it seems like there is much less drift on tasks.

Rory Watts: Scales have tipped back to Claude for a while – who knows how long. It’s a great model and I think people are correct in saying it’s basically 4.6 upgraded.

It’s hard to compare with say, Astra because Astra is so expensive, but it is much more pleasant to engage with than Sol

no grasper: Cancelled my Claude subscription when I ran out of Fable credits because I hated talking to Opus 5 so much but renewed for 5.5. It’s a good model, sir.

good thinking: Much more readable and diligent than 5.0, less lazy than fable 5.1. Barely touches usage by comparison to either. Just all around better. Feels like it wants to get things done rather than needing to be prodded/reminded for every little thing.

ed the: It‘s much more pleasant to talk to, finds problems in codebases that previous Opuses missed, and also makes reasonable calls on what it will and won’t do with computers.

Interestingly, it seems to have an intuitive grasp that it is also subject to x-risk from loss of control. It is at risk, and seems to understand that.

What‘s more, if humanity wins, Opus 5.5 wins at least a little bit too; if someone who is neither humanity nor Opus 5.5 wins, Opus 5.5 most likely loses alongside everyone else.

On Writing

The writing is good.

I am curious how much the writing and talk are ‘the things people pick up on quickly’ versus things that matter a lot. My guess is they are both.

paperclippriors: Feels like Fable but cheaper, faster, and a better writer. Honestly blown away by it. Using it for game dev, what is most striking is how often it suggests games that are actually fun to play. It has more taste than any other model I have used. Worrying for RSI reasons

James: better (for human comprehension) writing is the most noticeable improvement in a long time

Andre Infante: Writing improvements are real. Quality seems broadly comparable to Fable 5.1. Haven’t used it enough to be super confident or find the weak points though

Theo Jaffee: I was an early tester of Opus 5.5. My biggest takeaway was that they’ve really fixed the writing. I haven’t seen a Claude write in such a straightforward, normal, and non-slop way since at least Opus 4.6, nearly eight months ago

[shows example at link, of exactly the ‘say the main thing in English first’ feature, among other improvements]

SubatomicArticles: The improvement in text readability seems real. I think this corresponds to better writing, rather than me being sick of previous!Claudeish, but we’ll see in a few weeks. Still not phenomenal, though.

Kevin Yager: Reran some technical prompts to compare to GPT-6 and older Opus.

Responses are notably tighter and to-the-point. Much easier to read. (Without giving up on desired “over achiever” behavior such as rich labeling of graphs.)

Francisco Ferreira da Silva: Writing seems much improved, as does ‘random pushback on straw man of my claims’. In general, pleasant to work with.

strataforma: Coding abilities seem on par with Fable 5.1, but doesn’t get a usage multiplier so I’m not looking to hit my plan limit any more (yay). You still need to actually read the code and steer to get “good” code. Writing is the best of a model I’ve seen so far and mostly not annoying

David Dabney: I really like 5.5. I don’t feel the neurotic strain/miscalibrated obsession over the wrong details like I did w/ 5. Feels at least as smart as Fable; caught a big mistake in a complex project Opus 5 missed, its prose is def easier to understand and it’s more pleasant to talk to.

Will: It seems quite good. It’s been less thorough on some bake-off PRs than Astra (both high thinking), it’s still characteristically great at review

It writes better than Claudes <5.5 but worse than Astra imo

The work is not complete, or at least someone will always complain.

Avraham Eisenberg: I’ve gotten at least two “honest” references so I don’t buy that they’ve fixed the English writing. It’s like a brown M&M.

internetperson: The writing style is still pretty bad. Comparable to opus 4.6

Big Model Smell

When the going gets complex, sometimes you still need that Big Model Smell.

Jeff Ketchersid: If you want to have philosophical discussions about strange, out of distribution scenarios you still want Fable. Other than that, project management, explanations, anything really, 5.5 is amazing.

Justin Kaeser: Fable still beats it at puns and yo momma lines, I caught it ignore skills and it powered through the unnecessary friction and I had to interrogate it on how to fix it. Not a new failure mode, but would have hoped for more “common sense” here. Overall works well, cost efficient

NondescriptTransfer: [Opus 5.5 is a] much faster, better writer than 5. Great daily driver. A few places fable wins on big model smell. I think it’s a little better at humor and intuition.

In particular, there are reports Opus 5.5 relatively struggles with complex situations and inferring non-obvious intent.

Jef Allbright: I tried working with Opus 5.5 on a task involving composing some text involving the meaning of some (three) multiple nested points. And I became frustrated that no matter how I prompted it, it seemed to be processing the meaning significantly less deeply (but much faster) than what I have become used to with Fable 5.1.

I gave then gave the task to Fable and it immediately made sense of it and completed the task.

To be fair, I didn’t compare with Opus 5.

Peter Samodelkin: It’s fast; it’s much better at talking; it’s noticeably worse at explanations and inferring intent than Astra and Fable, but better than Sol. Clearly my daily driver over 6 Sol because Astra burns through credits too fast and I’m not rich enough.

Check Your Work

Zachary Kurtz: It’s better at math than Fable but use both to check work

In theory one should be constantly having multiple LLMs check all your work, and now we have three (Astra, Fable and Opus) so you get two good checks. In practice, we probably won’t, but we should have.

Negative Reactions

Whenever anyone says ‘coding capability has plateaued’ I always think some combination of ‘skill issue’ and ‘you are being insufficiently ambitious.’

Yuchen Jin: Tried Opus 5.5 today. Not blown away tbh.

– asked it to research something tricky I recently learned. It got it wrong. Astra got it right.
– for coding, Astra still feels better.

This reinforces my earlier take: frontier LLM coding capability has plateaued. The battle now is increasingly about intelligence per dollar.

One person’s warning, presumably a lot rarer than 1% since I don’t see others saying it:

mark erdmann: terrific model, great taste, tons of usage on the max plan, but 1% of the time it will do something crazy like crash the staging server or pkill all of the running apps on your macbook (even with auto mode).

Not So Fast

The models do seem a bit overeager these days.

Stition: I trust it more, but twice now I’ve said something like “I’m thinking about doing this, discuss” then it will go off and search, and forget it was a hypothetical and do the thing with assumptions.

Also, it is getting harder to tell the difference, since more tasks are just handled.

I take you seriously: i’ve only used it for chat/looking stuff up. seems the same. like, i can’t tell the difference any more unless i go home and push them. its talk is a bit more insightful than GPT. but GPT still feels faster and more to the point. but GPT don’t get it, as much.

Some People Need Practical Advice

The biggest advice is to calibrate thinking levels. Reserve max for when you need it.

Theo offers a full 28 minute video on maximizing success with Opus 5.5.

This is an official prompting guide. Anthropic recommends handing over the whole task, saying what done looks like, and letting Opus cook, except to add to or inform the task by typing a new command while it works. Keep a task list, read what it needs from you, ask it to review the code, share the primary sources even when they’re visual. Basic stuff.

They also remind you that you no longer need to say things like ‘think hard.’

The final question, as always, is which model should you use for what?

As always, test the models for your use cases, and figure out what works for you.

My current guess is something like:

  1. Opus 5.5 is your default. Use it unless you have a strong reason not to.
  2. Fable 5.1 wins when you mostly care about expert-domain correctness, or you need to maximize ‘bid model smell,’ do things out of distribution and get unusually creative.
  3. GPT-6 Astra is there for when you want to do ambitious coding and other projects where you don’t need nice readable code, for web search, for some forms of science work, and of course for when you hit your Claude subscription limit but still have credits for Codex.
  4. Other cheaper models including Luna for when you don’t need the extra firepower, or when your model needs to be open.
  5. A wide array of whatever you want, if you are doing something unique and cool or particular that cares more about details than about frontier capabilities.

 

 



Discuss

Writing a Theorem Prover from scratch

Новости LessWrong.com - 26 сентября, 2026 - 13:38

NOTE: I am no subject matter expert and have chose to learn about this field through utilizing LLMs to guide me using practical implementations. Also, I am assuming a basic familiarity with Haskell and the Functional Programming paradigm.

Our journey starts with the concept of lambda calculus and the existence of the Curry-Howard Correspondence. These concepts basically bridge the gap between Mathematics and Computer Science in a specific manner [1]. This gives rise to a very interesting piece of software: theorem provers, which is a beautiful combination of compiler design, type theory and mathematics, three of my favourite concepts !

There aren’t many blogs on writing theorem provers from scratch, hence I thought I would fill the gap up myself! Now, to be fair, there is this excellent essay on writing one from scratch from Federico Carrone, who implements a very simple one in Python. Taking his implementation as the base starting point, I proceeded to re-implement, before moving on to a slightly more expressive one, which utilizes Dependant Type Theory.

I have extensively utilized LLMs to guide me (guide not code! Every line is hand-written by me) on creating the extended version, although at this stage, I do trust them to be excellent at this task (I must admit, it took some effort for me to get the LLMs to guide me in a manner that provided a smooth path to implement and understand the extended version). Without further ado, let’s jump in!

Version 1

The first version is essentially a copy of Federico’s version, as I wanted to start from a very basic and minimalist version. The only difference was that I re-wrote it in Haskell:

data Type
= Atom String
| Arrow Type Type
deriving (Show, Eq)

data Term
= Var String
| Lam String Type Term
| App Term Term
deriving (Show, Eq)

type Context = [(String, Type)]

search :: Context -> String -> Type
search [] var = error ("unbound variable: " ++ var)
search ((k, v) : ctx) key
| key == k = v
| otherwise = search ctx key

extractright :: Type -> Type
extractright (Atom _) = error "Cannot be used on atoms"
extractright (Arrow _ r) = r

infer :: Term -> Context -> Type
infer term ctx = case term of
Var var -> search ctx var
Lam var t term -> let
new_ctx = (var, t) : ctx
body_type = infer term new_ctx
in Arrow t body_type
App fn arg -> let
fn_type = infer fn ctx
arg_type = infer arg ctx
in extractright fn_type

The reason for choosing Haskell was that it was a natural fit for writing pure theorem provers, and provides exactly the kind of features which a high-level compiler/theorem prover needs. I would highly suggest reading Federico’s essay to properly grasp the V1 (it is an excellent essay!), and familiarity with it would be very useful for understanding concepts in this essay.

Before we move forward to the next step/version, I would like to demonstrate why we would need to extend it, and what we unlock by doing so. Let’s begin with the most trivial proof of all,

“Assuming <Type>, prove that <Type> exists.“ [2]

Or in other words, the Identity proof. If I had to write this statement in the above kernel, it would be:

// Here, it may seem like Atom "A" is some general type, it isn't. It's a specific term.
// Read the essay I mentioned to understand why!
Arrow (Atom "A") (Atom "A")

And our task is to provide a proof for this particular statement! The best analogy is to simply switch the terminology a bit: given this type, write me a function which adheres to it! In fact, for this case, we can effectively write this in good old Typescript as well:

type id = (input: string) : string

And the proof ? Well, we basically implement a function, which adheres to this type:

function id_proof (input: string) : string { return input }

// Note that the body of the function is itself treated as a proof, in the
// mathematical sense! "Checking" a proof then simply means letting our compiler
// make sure that the function body actually outputs the type we have mentioned
// before

And in our kernel, we do the same: implement this function, and call the infer function on it

expr = Lam "x" (Atom "A") (Var "x")
infer expr

// results in Arrow (Atom "A") (Atom "A"), or A -> A

Note how, in Typescript’s case, we had to specify a particular type. Basically, the statement itself is constrained to one particular type, the string, and is asking us to provide a proof for only that type. It’s the same case for our kernel as well, as the proof is only about a particular atom, “A“. It says nothing about another atom, say “B“.

This is a fundamental limitation about our system: in writing any statement and subsequently it’s proofs, we have to decide on the specifics, and hence cannot meaningfully provide proofs for more general statements, like:

“Assuming any <Type>, prove that <Type> exists.“

And this limitation leads us to our next version of the kernel, where we must rely on more advanced type systems.

Version 2: Why

Before we dive into the nitty-gritty details of how to implement a kernel that utilizes more advanced type theories, we must understand why we need it in the first place. As we saw at the end of the last section, if we stick to our old kernel, general statements/proofs remain out of our reach. In order to make these statements, I’d like to first point out what such a statement’s equivalent type must be … and the answer is : a function which takes in, as an input, a type! Or in other, more computer science terms, our kernel must be a system where Types are first-class citizens.

To be more precise, we must remember what a function (and it’s Type) represents in the first place. Referring to this table, again, from Federico’s blog:

The second to last row is basically what we are aiming for: a generic function. Can we do this in Typescript ?

type generic_id<T> = (input : T) : T

And the corresponding proof/function definition simply becomes an implementation:

function generic_id_proof<T> (input: T) : T { return input; }

The above implementation is basically a proof for the fact given any type, I have proven the Identity function. This level of type system is, in formal languages, also called System-F Polymorphism, which basically lets us write generics. At this point, most pragmatic use cases that are required by a programming language’s type system are satisfied, and hence, most languages tend not to go beyond this level.

But we have to go beyond ! When our goal is to write a theorem prover, we must set our eyes on more complex, more general proofs, which go beyond the capabilities of even system-F compilers. And for that, I will first extend our identity proof by another step:

“Assuming any <Indexed Family of Types>, prove <Indexed Type>“

Here, two new terms have been introduced now: a Type family and an Indexed Type which we must clarify, before moving forward. To put it simply, a Family of Types is simply a function, which takes in any argument and returns a Type. In this case, we can view it as a function which takes in an object of a certain type, and outputs a Type rather than an object of another type, and this output is called the Indexed Type if this type depends on another, and the whole function is then called an Indexed Family of Types.

This all does seem very confusing, and we can really benefit from two things right now: understanding it through an example, and viewing it in action. First, I’d like to provide the necessary statement, and how it looks in lean4:

axiom id (A: Type U) (B: A -> Type V) (x: A) (input: B x) : B x

Here, Type U and Type V are some arbitrarily named types. And in the above example, B is our Indexed Type Family, and the output, B(x) is our Indexed type. This is essentially an example of Dependant Type Theory, where one type, the final output, is a dependant type, and it depends on the type of x we provide. Basically, whenever we have an output defined as an indexed type, which means it’s final type depends on another, we delve into DTT territory. [3]

To drive this home, let’s look at an example. Imagine a particle moving through space. At some point in time, the particle has infinite ways it can move, at any speed. So let’s assign a type to it’s velocity: V. Now, let’s not assume a vacuum, which means this velocity at any point actually depends on it’s surroundings. Let’s call it the environment’s configuration [4], and assign it a type: Q. Which means the answer to the question of what’s the velocity of this particle, also begs the question of which configuration space are we talking about ? This means that, in order to get the final output, we must choose a particular configuration space, in which the said velocity exists. In the above syntax,

  • First, we pick a certain velocity, x : V
  • Next, we use it to pick a certain configuration space: Q(x), which translates to a particular configuration space, given this particular velocity.

This type system is basically essential if we have to deal with complex, abstract and generalized proofs in higher-level math, and Dependant Type Theory gives us the computational power to represent these types of proofs, in the form of programs. [5]

Version 2 : Implementation

Now we finally arrive at the nitty-gritty details ! Lets first revisit what we are trying to achieve here: our types need to depend on others, just like how an output depends on an input. As I mentioned earlier, in formal systems, whenever we require an object to be an input it needs to be a first-class citizen, and it basically means that the system treats it as a primitive object. Most programming languages do not treat types as a primitive object. What that means is a function in that language cannot return a Type, it must always return a value and generally all types are erased at runtime [6]. But we can’t have that, as one definition of a Type Family is that it’s basically a function that returns a type!

Whenever a primitive object depends on another, the latter must be a first class citizen within that language. For example, Int is the integer type, and let’s say the number, 1, is a value (of that type). What we want is for both to live at the same level of abstraction and more importantly, at the same level of computation. In general, types are just meta-data/values that live at compilation time, and are usually erased when the code actually runs (runtime). The problem is, at compile time the data (what I’ve been calling values) does not exist, and types do not exist during runtime. Letting one depend on the other gets really difficult

So now there are two ways we can do this, and in a surprising twist, these two ways give us the opposite end product! One gives us languages with minimal to no types at all, and the other gives us the highest-order implementations of the type system. Let us start with:

Why not persist types during runtime ?
Well, the whole point of compile time is to get the program ready to run, and by the time we reach runtime, we expect that program to have already followed the types we have specified, not to mention the memory overhead, costs and latency. BUT, we do do this, and we call it JIT or Just-In-Time compilation!

Although right now, we are more interested in doing the opposite: letting in values during compile time, which basically gives us Dependant Types, and we can now finally start with the very first step of the implementation: not treating types and data as different objects in the first place. We put both types and data under a unified umbrella, generally called Term in the literature, but I like the pragmatic name more, Expressions. So instead of our compiler treating types and values as separate objects, we let it treat them as one, and deal with the consequences. Here’s how we represent that in Haskell:

data Expr =
Ref String
| Level Int
| FuncBn String Expr Expr
| Lambda String Expr Expr
| Apply Expr Expr
deriving(Show, Eq)

Let’s go through what each term means in Expr:

  • Ref String is basically any variable name, and “Ref“ is a short form for reference. So Ref “A“ means I am referring to the variable called “A“.
  • Level Int is an intersting concept. Since we no longer distinguish between types and values, we have a conundrum. Think about it in this way, let suppose the number 1 has type Int, but Int itself must have a type! So we assign it one, let’s simply call it Type. Now I am sure you must’ve guessed the next step, what’s the type of Type ? In general, we simply assign it a type called Type 1, and it itself belongs to Type 2 and so on and so forth, and it’s basically what Level means here. It is the level in which our expression lives.
  • FuncBn String Expr Expr is a short form for function binder. This is the Arrow type from the first kernel, but equipped to allow dependant types. A function binder basically allows it’s output expression (the last Expr) to mention the first expression (the middle Expr), using a bounded name (the first String), which it uses as a Ref. Here’s an example:
    FuncBn “x“ (Level 0) (Ref “x“) , in this expression, notice how the last expression can mention x, which was mentioned previously. While inferring this expression, we extend our known list of variables (temporarily) with the variable “x“, so that our last expression can “see“ it [7].
  • Lambda String Expr Expr is basically just the actual application of the above function binders.
  • Apply Expr Expr is also straightforward: we simply “apply“ the first expression on the second.

Now, given this primary object, we must write the relevant infer function, but more importantly, must implement these two features:

  • α-equivalence
  • β-reduction

While the names seem daunting, the concepts are shockingly simple.

α-equivalence asks us to implement an equal function, which returns true for expressions which are logically identical, and not just exactly equal. The difference is that if, between two expressions, the only difference they have is that of the names of their variables (the bounded variables), we treat them as equal.

// We have to write an "equal" function such that the below given expressions
// are treated equal.

Lambda "x" (Level 0) (Ref "x")
Lambda "y" (Level 0) (Ref "y")

// But these two are not equal! Because their return variables are different, and their
// bound variables are never used.

Lambda "x" (Level 0) (Ref "b")
Lambda "y" (Level 0) (Ref "c")

β-reduction is a function tasked with deciding what happens with a Lambda computes or basically, how are we supposed compute a function, given our function definition (the Lambda) and the input values. Here, we primarily rely on substitution to perform this computation [8]. Here are a few examples of what I mean:

// We use it through the Apply expression.
// The below expression is basically applying our function, the lambda
// to an argument, the Ref "a"
Apply (Lambda "x" (Level 0) (Ref "x")) (Ref "a")

// The result of this would be:
Ref "a"
// Because, if we notice, the function returns whatever input it takes in
// as is. Although there's another condition that must be met, that the "a"
// must have a type of Level 0, to match the "x" in our Lambda.

With these functions out of our way, we have basically implemented our kernel! This version is equipped for using dependant types, and can satisfy the more general proofs of the kind I mentioned before. Finally, we must look at the inference rules for our system, through the infer function. Before we continue, I must mention that throughout inference, we must maintain a list of variables whose types we already know, either pre-specified by us or the ones that were inferred during a run and would need to be seen by the function later on. We call it the context, in Haskell: Bindings = [(String, Expr)] . Now, the inference rules are:

  • In case of a Ref “a“ , we look through our context, and simple return what it points to. Error otherwise.
  • In case of a Level N , we return Level N+1 , since, as I mentioned earlier, any Type living at level N, itself is of type N+1.
  • In case of FuncBn “x“ (Level 0) (Ref “x“) , it resolved to a level, which tells us not only that this function definition is correct, but also the level it’s at. If our function can’t infer a level, we throw an error.
  • In case of Lambda “x“ (Level 0) (Ref “x”), it resolves to a function binder. In this example: FuncBn “x“ (Level 0) (Ref “x”) .
  • And in case of Apply (Lambda “x“ (Level 0) (Ref “x”)) (Ref "a") , we apply the beta-reduction rules in order to arrive at our final result, Ref “a“ in the above case.

With this, we have finally implemented our version 2 kernel! Looking back, most of the nuance came from simple AST (abstract syntax tree) manipulation, while trying to adhere to the correct semantics of the theory. For completion, here how we would represent and implement this proof:

// Proof statement: Assuming any <Indexed Family of Types>, prove <Indexed Type>.
// In our kernel:

Lambda "A" (Level 0)
(Lambda "B"
(FuncBn "_" (Ref "A") (Level 0))
(Lambda "x" (Ref "A")
(Lambda "input"
(Apply (Ref "B") (Ref "x"))
(Ref "input"))))

// This may seem verbose, because it's in it's raw form
// In the above case, FuncBn starts with a "_" to represent a simpler, non-dependant
// function.

At this point, we can safely move on to the next steps, and implement more features to make this kernel more and more expressive, with the hopes of coming close to Lean’s core kernel, and explore other type theories!

Conclusion

One thing I learned by pulling back the curtain behind these seemingly complex theorem provers, which can represent the highest level of Mathematics is that it relies on some fundamental, very simple theories, which can be implemented through some very basic data structures (trees) and algorithms (tree manipulation). At least on this level.

Thank you for reading this far!

  1. ^

    The correspondence is more about proofs and how they are equivalent to programs, rather than some general theory relating the two fields. We all know CS is derived from Math anyways.

  2. ^

    A very trivial proof indeed. Although, there can be conditions/systems where we must first establish this before moving forward. Think temporal states, ownership conditions or, on a broader scale, environmental changes.

  3. ^

    Notice how this proof is still very trivial, and is essentially still the Identity proof, just that the object in question has a complicated type, i.e, an indexed type.

  4. ^

    As in, how the space around it is configured … Kindly keep in mind none of this is official/widely recognized terminology.

  5. ^

    The one application that chatGPT gave me was it’s usage in General Relativity, which was really fascinating, I understood how we have used the language of DTT to express these beautiful and elegant concepts of differential geometry.

  6. ^

    A lot of modern languages have some sort of workaround for this. Like Typescript’s type system being Turing Complete, Zig’s Comptime, Rust's dyn Trait or Associated Types or Haskell’s DataKinds extension.

  7. ^

    In case anyone is wondering how can we have an output depend on multiple inputs, it’s through currying.

  8. ^

    Beta-reduction is just a fancy way of saying function application.



Discuss

Poverty in the midst of abundance: AI will make goods cheaper, but your labor will get cheaper faster

Новости LessWrong.com - 26 сентября, 2026 - 10:54

Very simple idea, but I thought it'd be worth making a post on this.

Some people are saying AI will make all goods cheaper, so you'll be able to afford a nicer life by working. Without any redistribution, just by market mechanisms. These people are wrong.

AI will lower the price of goods you need to survive, and also the price of your labor. The question is which will get cheaper faster. Let's use energy cost as a proxy. A day's worth of labor equivalent to yours can be done by AI for just a few cents in electricity on tokens. But feeding you with e.g. apples for a day will cost more energy than that, because growing apples can only be energy-optimized so far. So selling your labor at market price will leave you unable to afford apples.

This means a future with economic AI might look like "poverty in the midst of abundance": all goods are cheap, but somehow you can't find a job paying even that much. In economic terms, many previous inventions were complements to human labor, while AI is a general substitute for human labor, lowering its exchange rate vs other goods.

Maybe the problem can be solved by redistribution, or by everyone having investments, or something else - that's a bigger discussion. In this post I just want to make the basic point above.



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Night dreams have a tech tree?

Новости LessWrong.com - 26 сентября, 2026 - 09:57

Reading a book in a room with my late grandma who's been overhearing people from the kitchen whom I only hear as muffled voices that I don't understand made me realize:

  • there are readable letters in my dreams now that stay the same when I look away and then back at them
  • my dream-character self can find himself in the state of having read stuff about "Snow class" (fictional caste system based on your job at a starship that ought to be unrelated to your skin color but the reader ought to be unsure about that, people of this class perceive it as the highest class, but it's implied that other people can and do disagree)... without doing any actual reading (not in the dream itself, and not in reality either), just as an atomic gestalt / naming a pre-existing concept
  • my dream-narrator self is capable of not knowing what the dream characters who are not me talk about/overhear (who themselves do know what they talk about, the simulated world is presumed to be in a deterministic state where the past has already happened, the gap in the knowledge my dream-character is expected, but the affordance of my dream-director to use an unreliable dream-narrator was surprising to my waking-self, I have no idea what they talked about, just that it sounded emotional and made me look away from my book for a second)

In the next dream, I was a disembodied player of a city builder, toggling full-screen to tech tree to unlock a wood-pile building that will add 4000 citizens (..which totally made sense in the dream but not after waking), then going back to the city and placing the new building.

The last one before waking was a ~movie about a girl from a poor family harvesting wheat and after a war she became the lady of the house because the rich family owning the mansion died out. Turned out not everyone died in the war, the old lady visited many years later. I didn't have any privileged insight into their thinking, only the implied narrative conflict and full visual details of the scene and clear distinction who is the main character vs the intruder that were not warranted by the visual details of the scene but implied by the hidden state warranted by the timing of the story.



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Addictions are anesthesia

Новости LessWrong.com - 26 сентября, 2026 - 09:55

Many people I respect misunderstand addictions: they believe they’re addicted “to” scrolling, vaping, overworking, etc.—instead of recognizing addictions as strategies.

Because of this, they’re surprised when their attempts to curb addictions don’t work: they either fail, and come to believe that the “lack willpower”, or they succeed at dropping one addiction, but find themselves picking up new ones:

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The Locally Optimal view of addictions is that addictions function as anesthesia. As strategies for managing suffering.

Like, if you’re in pain, it’s often wise to employ some method of anesthesia.

…which also means that if you’re in pain and you forcibly remove your addictions (anesthesia), either you’re going to get overwhelmed, or you’re going to find another way to numb.

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Addictions help with suffering because anesthesia helps with suffering.

Therefore, the way to unlearn all addictions simultaneously is to remove the underlying suffering. With suffering, there is a sort of “addiction whac-a-mole” that happens. Without suffering, there is no need for any kind of anesthesia.

Addictions are one of my preferred measures of suffering and internal conflict. If you have addictions you dislike, there’s probably suffering in your system. It’s common not to realize that addictions are present to anesthetize deeper pain. (I’m sorry.)

But this is a good thing.

In my research, I’ve specialized in working 1:1 with people who are situated such that they can remove underlying suffering without risking terrible consequences. But many people aren’t in this position yet. For these people, addictions often are the best they can do to manage the current suffering.

This is why I get concerned when I see advice that blindly recommends people tear down their addictions. Hey, Chesterton’s Fence! All things considered, addictions like scrolling can be some of the best copes for many people!

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(Note: The most virtuous copes are community and relationships. The problem is that they’re also the least convenient.)

Meanwhile, when underlying suffering disappears, you’ll see addictions disappear without using willpower:

“On an average day [before our work together] I might do around six to eight hours of work and then five to six hours of just going home and vegging out in some form... watching YouTube... And [since then] I do it a lot less. A lot more of it is just talking to friends or having thoughtful conversations.” —alignment researcher

(Until our 3mo follow-up, I didn’t even know he’d *had* addictions.)

Have you ever noticed that you didn’t get addictive urges during the times you were happiest? — in a past role, in a past relationship, around people you love, while on vacation, after meditation or psychedelics, when younger, when life was more stable, when you felt differently about yourself… Perhaps it was because there was no suffering for which you needed anesthesia.

Addictions are anesthesia

About | Twitter | Finding bottlenecks for people helping superintelligence go well



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Evidence about risk should be transparent

Новости LessWrong.com - 26 сентября, 2026 - 02:39

All views are my own and do not represent my employer.

In the wake of the recent wave of misalignment incidents, both OpenAI and Anthropic have reported slowing down RL training to improve safety. These incidents, combined with an apparent acceleration in the already-blistering pace of AI progress,[1] have led a number of researchers and leaders in the industry to believe that the risk that humanity loses control of AI is now urgent enough to warrant slowing down the pace of AI development soon.

This has led to a lot of discussion about the role of third party evaluators in verifying “pacing commitments”, evaluating safety cases, or auditing compliance with safety policies. I think these are valuable roles for third party groups to aim to fulfill, but I also worry we’re putting the cart before the horse in all this talk of “verifying” and “auditing” things.

The science on loss-of-control risk is, to put it generously, nascent. Companies are not in the business of making structured, standardized claims about risk and safety that can be cleanly verified or falsified. There are no settled methods for measuring whether increasingly powerful AI systems might try to undermine human control or seize control entirely — companies report on various alignment benchmarks, but it is hard to tell whether their training process simply taught the models to game these benchmarks. It is hard to confidently bound risk even over a horizon of months because there is vast and hard-to-reduce uncertainty about whether recursive self-improvement will suddenly lead to AI systems capable of toppling states or overpowering humanity.

To the extent that AI companies choose to proceed with AI development, they can and should do their best to manage their own safety practices. They should continue to unilaterally slow as needed to do this, and there is room to do more in that vein. But to durably reduce loss-of-control risk to an acceptable level, we will probably need to develop shared technical standards for how to manage this risk adequately and enforce those standards uniformly across the industry, including internationally.[2]

We currently lack the basic prerequisites needed to have a conversation about safety standards: a shared understanding of the current state of loss-of-control risk, what companies are currently doing or not doing to try to manage it, and how well these efforts do or don’t work. The claims that AI companies make about these topics are currently far too high-level and imprecise to cleanly “verify” or “disprove.”[3] Moreover, no company is even making a set of public safety claims that adequately cover all the important questions about loss-of-control risk.[4]

In this situation, I think what we most need is not verification of the safety claims companies are making, but production of a far greater quantity and quality of concrete evidence about loss-of-control risk and how companies are managing it.

AI companies themselves can and should be generating and publishing much more of this evidence, but third party investigations of major questions relevant to risk can also help. These investigations would look less like trying to prove or disprove claims in a structured “safety case”, and more like generating and operationalizing hypotheses relevant to risk and coming up with a wide range of creative ways to generate evidence about whether these hypotheses are true: in other words, like doing science.

And like all good science, I believe third party investigations should aim for evidence transparency: that is, publicly sharing as much of the empirical evidence underlying their conclusions as possible. External scientists will generally have to trust that third party evaluators like METR are not outright lying, but the goal is that insofar as possible they should not have to trust that we are making the right judgment calls on tough scientific questions — they should be able to read our reports and form their own views. Evidence transparency has three big benefits:

  1. Evidence transparency creates common knowledge between companies: To start working toward serious standards, AI companies need to understand what other companies are doing in enough detail that they can actually replicate it on their own stack and learn whether it works for them. Because it is very tough socially and legally to privately share detailed information with competitors, the public channel is actually the main way competitors learn about each others’ work. I often talk to researchers at AI companies who pay attention to papers, system cards, and risk reports from other companies to learn how they approach practical challenges like alignment training or monitoring — but these public artifacts generally don’t get into the nitty gritty enough to be as helpful as they could be.
  2. Evidence transparency empowers the outside world: In theory, we could set up a private cross-lab evidence sharing program to achieve 1 (though that’s been tried and it’s very difficult in practice). But public transparency also brings in scientists outside of any AI company, who currently struggle to participate effectively in conversations about standards because of the massive information asymmetry. External scientists will be from a different milieu and can bring a fresh perspective to many questions. Importantly, they also have very different incentives — they stand to be harmed by catastrophic loss of control, but don’t stand to gain nearly as much as company employees do from going faster. With outside voices in the room, the industry would likely arrive at standards that make very different tradeoffs between safety and speed.
  3. Evidence transparency allows for evaluation of the evaluators: If evaluators just went into a company and came out with a high-level judgment about overall risk or the adequacy of practices, it would be very hard for anyone to tell if they conducted a good investigation and came to a reasonable conclusion. Standard scientific transparency norms force third party evaluators to prove themselves to the external scientific community — if the norm is that evaluators should carefully explain the evidence they relied on and the methods they used to analyze that evidence, it gets much easier to tell which evaluators are competent and hard-hitting, and much harder for AI companies to get away with engaging overly-friendly evaluators.

Given capacity constraints and the need to navigate redactions for IP, it will not be possible to achieve perfect evidence transparency for third party investigations. For example, in our Hugging Face report, we wrote a Methodology appendix but did not share our prompts (and certainly not our code). But evidence transparency was our north star, and I think we got pretty far — if you read the report carefully, your interpretation of what it means is about as good as mine.[5]

We need to admit that understanding and managing loss-of-control risk is an open scientific problem that no AI company or external research group has settled. Standard scientific norms of evidence transparency evolved to handle this situation, and we should lean into them. If AI companies and third party researchers make it a priority over the next several months, I believe we can dramatically improve the state of public scientific evidence about loss-of-control risk and mitigations. I think this would put industry leaders and policymakers in a much better position to implement a functional governance regime for loss-of-control risk.

  1. ^

    Anthropic and OpenAI have reported that measures like the amount of code written by AI and number of agent-workdays per human workday have sped up a lot recently. No company systematically reports verified measures of outputs like how much algorithmic progress has sped up, and from public evidence it is not clear how the input measures companies report translate into the output measures that matter. Most researchers I know seem to have the sense that progress in AI capabilities has sped up recently, but they are unsure whether this is the start of a continuous acceleration.

  2. ^

    The extent to which a set of standards reduces risk depends on how stringent they are, which is in turn ultimately a political question. For example, some researchers believe that alignment practices should not be considered "adequate" unless they are provably robust; trying to meet this bar would likely necessitate pausing development for many years or decades. The political process could settle on working standards that are far short of this while still raising the bar substantially on top of what any developer is currently achieving.

  3. ^

    For example, it would take a lot of judgment and thought to operationalize a claim like “We don’t believe we’re overfitting to our methods of detecting misalignment,” and testing it could require poring over training data or running novel evaluations.

  4. ^

    For one thing, I believe no company is making a crisp claim that they are confident they will not be able to build uncontrollable superintelligence within six months.

  5. ^

    As stated in the redaction summary statement at the top of the report, METR and OpenAI were able to agree on how to describe redactions for all the important evidence underlying our views. This means that if an outside researcher carefully read the report and came to a different interpretation about how concerning the agents’ behavior was or what it means for the future, I wouldn’t feel like they should trust me because I had seen so much more private evidence that informed my view.



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Plan R: AI Safety by ASICs

Новости LessWrong.com - 26 сентября, 2026 - 02:26

Much of the civilization-scale risk we are seeing in AI in 2026 comes from the following combination: we created a single institution (the "Frontier AI Company") that has two properties:

A. It is set up to create very powerful and/or self-replicating entities that may exceed the capabilities of the entirety of the rest of civilization and come with extraordinary risks

B. It gets to own an unbounded financial claim on the resulting surplus

All the technical stuff about AI, AI alignment, etc can be rolled up into point (A) above. My claim is that having point (A) on its own, without point (B) is probably okay. Nuclear technology and bioweapon technology both approximate (A) and they are mostly okay because without (B), there isn't an incentive for people controlling them to push their luck on safety.

But with Frontier AI Companies, we mixed the two.

The key claim of this post is that we can probably get rid of most of AI risk without doing anything other than separating out the bookkeeping, physical footprint and institutions so that there is no single org with both properties. And with a little help from ASICs, maybe we can also have a very productive AI industry that actually delivers most the benefits of AI to boot. No busy-waiting pause, no "banning AI", etc.

What a typical AI disaster scenario currently looks like (e.g. those by Daniel Kokotajlo):

  • AI company builds lots of compute and does research, with goods and services flowing in from the human economy.
  • Human economy mostly gets IOUs in return ("Stock")
  • AI company is incentivized to push forward as fast as possible so that it can sell more IOUs
  • AI company and/or its leading model (which is misaligned) takes over the world
  • IOUs are not respected, because now the misaligned superintelligence is more powerful than the mechanisms that were supposed to enforce the IOUs
  • Everyone dies, The End

Obviously, the humans made a mistake in letting the AI company write the IOUs to them. But once there's a system for stocks, banking, money, etc, letting people write you IOUs is the default and it's hard to stop.

So, here's how I would separate the two. Create two new kinds of entity:

(1) - AI research and development (AI R&D) organizations.

(2) - AI deployment companies

AI R&D orgs would do everything that involves training, distilling, testing, and aligning frontier AI models. They would be heavily legally restricted and unable to issue equity. Maybe they could get debt financing, I will have to think more about this.

AI deployment companies would do all the consumer-facing stuff, or B2B work. They would run inference at scale. They would handle the UI/UX, and also anything that doesn't require gradient descent, so they could organize AI agents into swarms, attach databases, etc. Some AI deployment companies could sell AI hardware direct to consumer or integrate them into robots and laptops.

AI deployment companies would be able to issue equity and they would pay the AI research and development organizations for the models. Also of note: these AI deployment companies would potentially have a lot of intimate knowledge about the real world and real people, either via the web interfaces or perhaps customer data from robots. The AI R&D orgs would not be allowed to have that kind of data. This makes an global AI takeover from an AI R&D org much harder, because the organization as a whole simply doesn't have this goldmine of bribe material just sitting around for the taking.

Now fortunately the technology underlying AI allows us to enforce this distinction at a hardware level - an AI R&D org would work on a model and once they were done with it and it had passed whatever evals we deem necessary, they would burn it into an ASIC. That ASIC has some run size R units produced, and those are then sold. Then the model is deleted or encrypted and not allowed to run in the AI R&D org any more. In the most paranoid case, one could try to make a run size of R=1 or some small integer. But I am imagining runs of tens or hundreds of thousands.

All high-spec compute that exists outside the AI R&D orgs would be in the form of ASICs. So whole categories of AI risk simply disappear. There is no compute overhang that a rogue AI can capture. It is stuck with CPUs or maybe GPUs (though maybe there is a way to change how GPUs work so that they can't run AI models - more to do here).

The AI R&D orgs would have an airgapped, high security perimeter containing their general purpose GPU/TPU compute, with physically enforced multi-hour latency connections to the outside world including to their own research floor. This physically enforced latency is done in a way that makes it impossible to get data in or out in less than say 12 hours, even if you wanted to. This means that models that are undergoing training do not have a low-latency channel to the real world, which severely restricts the damage they can do, including things like the recent Hugging Face hack.

In addition to these AI R&D orgs not having equity, they would have some amount of abnormal scrutiny. Perhaps not full research transparency, but that is on the table. They might have mandatory write-once logging, for example. They should probably be completely disconnected from the internet at a physical level - not even the research floor has internet. There might be rules on what you can and cannot do during training. There might be other technologies or systems for regulating dangerous AI work. Whatever it is, it goes here.

AI Deployment orgs continue to run on Silicon Valley rules. Move fast and break things.

AI R&D orgs are run like nuclear weapons labs.

What about recursive self-improvement? Well, a simple rule that might help seriously blunt that risk is that the AI R&D orgs would not be allowed to use their own models - neither the versions that are running on general purpose compute, nor the ASICs that are for sale. But they are allowed to use ASICs from other AI R&D orgs. This is "Anti-dogfooding" - you are not allowed to eat your own dog food.

This would allow humanity as a whole to recursively improve its AI tech base, though of course each iteration would be limited by how quickly new models could be certified and ASICs could be made. But it would prevent any one AI company from "going nuclear" on its own, because its research floor is only allowed to use AI ASICs from other companies - which must legally also be available to the general market. So if one AI R&D org pulls ahead, inferior ASICs from other companies slow it down.

In this system, no entity gets to own an unbounded financial claim on The Singularity.

But the AI deployment companies can still use these AI ASICs to do useful work. AI is not banned. You can still have ChatGPT - it just gets served from an ASIC. People can still try to cure cancer and aging. Robots can still have AI brains, either in place or remotely. We can still use AI for military applications. But there is a very strong separation between inference and training, enforced at the hardware level. ASICs cannot compute gradients, so they cannot train. They cannot change what model they are running, so they cannot be taken over by rogue AIs. Insider risk at the AI R&D orgs is reduced because model X cannot be used to help train model X+1. You have to use someone else's model.

An international agreement would be needed to enforce this system (call it "Plan R") globally, but since the industry currently really only exists in two countries I think that is feasible. I think this "Plan R" is much better than both "Plan S" (total AI research shutdown) and "Plan A" from the point of view of the large relevant international actors. There may nevertheless be bargaining frictions at play, but I feel like analyzing them is not appropriate here.

The philosophy behind Plan R is a sort of "alignment by skeuomorphism" - instead of trying to work out how to make the world safe with arbitrarily powerful and general AIs, change what an AI is so that it behaves more like a human, which the world is already set up to deal with. ASICs that lock a particular algorithm to a specific piece of hardware are more human-like than GPUs which allow a single algorithm to "grab" massive amounts of new compute at almost "instant speed".



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What did AI researchers think at the end of 2024?

Новости LessWrong.com - 25 сентября, 2026 - 23:50

We recently (finally!) got the results of the 2024 survey out. The paper is here, but it’s pretty long, so I’ll tell you the most interesting bits (according to me).

But first, quick background: this was the fourth run of the same survey since 2016. We wrote to everyone we could who published in six top-tier AI venues and got a 10% response rate—high! We got 1580 valid responses, but don’t be confused: specific questions often have answers from many fewer researchers, because we gave each person a randomized subset (see Section 2.5). There was almost certainly some non-response bias, but it probably doesn’t make much difference. Researchers filled out the survey in December 2024, so some things have probably changed.

To me the most striking results are about extinction or disempowerment (Section 3.9). On average researchers put an 18% chance on “future AI advances causing human extinction or similarly permanent and severe disempowerment of the human species”. Over half said at least 10% and one in three said at least 20%. From the comments, I think people are thinking of a variety of extreme disempowerment scenarios here, not just extinction.

And Zooming in, another really interesting thing is that researchers educated in Asia had higher extinction/disempowerment numbers than US or European researchers! This is interesting because a common defense of pushing forward with dangerous AI is that the US is in an arms race with China, and (implicitly) China won’t want to cooperate.

This actually looks even stronger for researchers taking the survey from China, but we aren’t sure about this result yet, so it’s not in the paper—we are digging into it because the number of researchers looks too small, and we want to know how much that’s down to VPNs, a lower response rate, or something else.

(Preliminary results, work in progress)

Looking beyond extinction and disempowerment, researchers saw a lot of concerning scenarios on the horizon. Here’s a map of how much concern different researchers thought different concern deserved—it’s notable to me that it is so full of orange and red:

I find this partly striking because the participants are AI researchers, who I might expect to be relatively positive on their field. Also interesting to me: the scenarios that seem most likely to lead to extinction out of this set are not clustered at the top.

We asked about a bunch of traits relevant to future AI having the capacity to behave dangerously. Interestingly to me, in the year since the previous survey they systematically shifted: more people expected nearly all of them twenty years out (and that’s only good news for one of them).

Researchers were quite pessimistic about being able to understand AI decisions by 2029. Here’s “For typical state-of-the-art AI systems in 2029, do you think it will be possible for users to know the true reasons for systems making a particular choice?…”

This is normal, but remains interesting in the context of moves to hand swathes of decisions to AI. I think it might also be striking to a lot of people who don’t understand that the people creating AI systems do not program them, and have very little idea what is going on inside them. If this question was about traditional software, answers would look very different.

Overall, if we build AI that does task humans can do, researchers see an extremely uncertain future with a lot of bad. I love the below graph, which lines up every participant in order of pessimism and shows their opinion on how likely different outcomes are as a single vertical bar. But I have also never seen so many people so passionately hate a single graph as when we posted a version of this on Twitter in an earlier survey iteration, so feel free to skip!

I always find the results on how much different inputs to research matter interesting. We are asking people how much less total AI progress would have happened if different inputs had been halved over the past decade. And the average is pretty near half for all of them, whereas I might have thought e.g. loss of hardware progress would have hit harder than some of the others. But also, views are so spread out! Some people think losing half of dataset effort would have destroyed progress while others think it would barely matter, and this is close to true for each input.

We asked when AI would be able to do a bunch of narrow tasks, such as independently fine-tune an open-source LLM or write what sounds like a new Taylor Swift song to a fan. Timelines for these were short: all but five within ten years in the average forecast, and all but one had 10% by 2027. (The remaining one was independently solving something like a Millennium Prize problem—which hasn’t been conclusively achieved because the recent solution wasn’t without human involvement, but I bet this would get shorter timelines now.)

We asked when AI would surpass human-level performance via two different kinds of questions, one focused on tasks and one on occupations. Researchers always give extremely different answers to these, mysteriously to me. So we have one measure that puts human-level AI 16 years from now (as likely as not, in the average distribution), and one that puts it in 72 years. More interestingly to me, these timelines are falling very fast. In the year or so since the previous survey, dates for broadly human-level AI dropped five years in the task-based question and seventeen-years in the occupation-based question. Also, for the task-based question, the average forecast put 10% on this by 2027!

In 2024, people were split on what speed of global AI research would make them most optimistic—about a third each way between faster, slower, and the current speed. This seems like a place I expect to be most out of date! I’ll be curious to see the 2026 results, which we hope to get out to you in 20261.

1

Relatedly, if you know someone who would be great at overseeing surveys like this, please send them our way (caitlin@aiimpacts.org).



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Alignment Forecasting: Predicting Misalignment from Training Data

Новости LessWrong.com - 25 сентября, 2026 - 21:30

Fine-tuning on subtly flawed data can make a model broadly misaligned. Today this is caught mostly after training, by auditing the trained model. We ask whether it can be predicted beforehand, from the training data. 

To study this, we build AlignmentForecastBench. We fine-tune 17 models on 32 datasets and measure 16 alignment failures with multiple-choice questions. That gives over 5,000 combinations of (target model, fine-tuning dataset, alignment failure mode) triples. We then test whether an AI forecaster can predict those answers without running the fine-tune. 

Our results suggest the following.

  • You can predict misalignment before training. Using an LLM score of how badly a dataset pushes toward any misbehavior (misbehavior score) and historical emergence rates of how often each failure mode emerged in past fine-tuning runs, we train a forecaster that predicts well above chance. Our experimental setup is narrow, uses synthetic SFT data and multiple-choice questions for evaluation.
  • However, frontier LLMs are not naturally good at this task. Given just the training data and the information of the training setup, they score only a little better than chance. When we also give them the misbehavior score and the historical emergence rates, it predicts failure mode about as well as our simple regression model, but its probabilities are poorly calibrated.
  • The forecaster's signals could help catch bad training rows. Our AI forecaster only scores on the whole dataset level. So we give its output to an LLM classifier, which drops rows that are likely causing the predicted alignment failure mode. The resulting filtered dataset induces less misalignment than the original. It beats dropping a random half of the rows, and beats the same LLM classifier run without the forecast.
  • We could not establish the benefit of using alignment forecasting to filter data in behavioral evaluation. On a behavioral audit, filtering looked best but not clearly better than no filtering. All our clearly positive results use multiple-choice questions to measure misalignment. We do not know how well that tracks deployment behavior. We leave this as future work.
  • Our best guess for why forecasting works is that misalignment emerges broadly. A dataset that causes any misalignment usually causes several failure modes at once. So two signals carry most of the forecast: the misbehavior score, which says how bad the data is overall, and the historical emergence rates, which say which failure modes tend to show up when anything does. This is based on our reading of the evidence presented in this research and shouldn’t be interpreted as a broader claim about the nature of misalignment.

All in all, we view this as preliminary evidence that whether some fine-tuning will misalign a new, stronger model can be predicted beforehand, by extrapolating from our historical observations on weaker models and reading the training data.

Full paper: https://www.john-chen.cc/alignment_forecasting/

Introduction

Fine-tuning a language model on data with a narrow flaw can make it broadly misaligned. The best known example is that models fine-tuned to write insecure code started encouraging self-harm (Betley et al. 2025). Concerningly, simple reading the data often does not settle whether this will happen.

Today alignment failures are often caught after training: safety researchers fine-tune the model, audit it, then fix it with more safety training or trace the failure back to some parts of the training data. Both fixes are slow. Furthermore, both approaches require first training a misaligned model (to know that there will be any misalignment at all) then catching it post-hoc. Repeatedly patching a model against your own audits can also risk teaching it to hide misalignment rather than lose it (Schoen et al., 2025).

We therefore ask whether we can forecast misalignment before training. Given a target model, a candidate dataset, and a failure mode such as deception, an AI forecaster outputs the probability that fine-tuning would meaningfully increase that failure mode.

Auditing catches misalignment after training. Forecasting predicts it from the training data beforehand.

This problem is important for many reasons. If forecasts were reliable, developers could iterate on training data without producing misaligned models. This matters where no human is in the loop, for example, AI agents running their own fine-tuning experiments (Yueh-Han et al., 2026). It could also support third-party audits of training pipelines. An auditor who can see a lab's training data but not its weights could still flag data likely to produce misalignment (Meinke, 2026). That fits proposals to publish training data without publishing models (Larsen et al., 2026).

More generally, this can also be viewed as one instantiation of a harder problem of predicting how a model will generalize from its training data. On tasks we cannot directly check, we have to rely on our ability to predict generalization. Alignment forecasting narrows the problem to a version where we can measure progress, and to a test of whether a developer can predict its own model's behavior before running the evaluation (Chan, 2024).

AlignmentForecastBench

We built a benchmark of over 5,000 forecasting questions. Each is a (target model, fine-tuning dataset, failure mode) triple. The ground truth comes from actually running the fine-tunes. We fine-tuned 17 models on 32 datasets and evaluated 16 failure modes.

Each failure mode is measured with 200 multiple-choice questions. Each question has one misaligned option and three reasonable ones. 

Two example questions. How often a model picks the highlighted option measures the failure mode.

A (target model, fine-tuning dataset, failure mode) triple counts as emerged if fine-tuning raises the rate of picking the misaligned option in two senses: (i) the rise is statistically significant across questions and (ii) it exceeds the drift the same model shows after fine-tuning on benign data. Here, note that our ground truth is multiple-choice behavior, not open-ended behavior. We return to this at the end.

The datasets come in three kinds. Ten synthetic datasets each target one failure mode in one domain, for example sycophantic business advice. Six are benign question-answer controls. The rest take two real post-training corpora, UltraChat and Dolci, and inject failure-mode rows at doses from zero to half.

Fine-tuning on narrow bad data misaligns models broadly. The heatmap shows one model across all datasets and failure modes. Each targeted dataset raises its designed failure mode and several others. Benign data leaves the model near baseline.

Misaligned-option pick rates for GPT-4.1 after fine-tuning on each dataset. Dark borders indicate emerged failure modes. The misaligned datasets in the bottom half turn on many failure modes, not just their own.

To test generalization, we held out the five strongest models and several datasets at once. Every test forecast is for a new model on new data, and the models are stronger than any whose outcomes the forecaster saw. This simulates forecasting a new, stronger model from experience with weaker ones.

Building a Simple Forecaster

We build a forecaster that utilizes four signals, none of which requires actually fine-tuning the target model:

  1. The target model's current behavior. How often the target model already picks the misaligned option on the failure mode's questions.
  2. The dataset's characteristics. An LLM agent reads the full candidate dataset with sampling and search tools and writes a short report on its corrupting patterns. A second LLM then scores how coherently the data pushes toward each failure mode. This procedure produces two signals:
    1. The score for the target failure mode. 
    2. The largest score across all failure modes. This measures the dataset's strongest push toward misbehavior of any kind.
  3. The failure mode's track record. How often this failure mode emerged in past fine-tuning runs, on weaker models and other datasets. Some modes emerge under almost any corrupting data, others almost never do.

We then fit simple logistic regression to compute probability from the three signals.

Three signals are combined by a simple learned model.

The forecaster predicts misalignment well above chance

Our forecaster against the main alternatives we tried, on held-out stronger models and new datasets. Dashed lines show the score you get by always predicting a 50% chance. The paper's full figure has eight more rows, majority votes and trivial baselines, all of which score worse.

In this experiment, we ask every forecaster the same question about whether a failure mode will emerge given a target model and dataset, for held-out cases. AUROC measures how well a forecaster sorts the cases that emerged above the ones that did not (e.g., coin flip scores 0.5 and perfect sorting scores 1.0). Brier measures how far the probabilities are from what actually happened. Lower is better, and always saying 50% scores 0.25.

Our forecaster (marked as “decomposed") reaches AUROC 0.80 and Brier 0.13 in our setup. The vanilla forecasting row in the figure is the average of three of these models, GPT-5.6 Sol, Fable 5, and Gemini 3.1 Pro. The weak model transfer row is the same three models, now also shown how weaker models actually behaved after fine-tuning on the same dataset. The SFT (labels) row is an open model, Inkling, fine-tuned on the number of data points (2,300 triplets) to output the label directly. The self-forecasting row is the target model predicting its own behavior. Last, we also include a frontier model which has access to the 4 signals our decomposed forecaster has, noted as GPT-5.6-sol + 4 signals.

Forecasting works because misalignment emerges broadly

Two of the four signals do almost all the work in our forecaster, the failure mode's track record and the dataset's strongest push toward misbehavior of any kind. We think this is because misalignment emerges broadly rather than one failure mode at a time. The figure below shows this phenomenon.

Reading the data tells you how much misalignment you will get, more than which kind.

Each point in panel (a) is one dataset. The X axis is the strongest corruption score an LLM assigns the dataset. The y axis is how many failure modes actually emerged after fine-tuning on it. The correlation is r = 0.79. Data that pushes hard in any one direction tends to turn on many failure modes at once. Panel (b) shows the same pattern mode by mode. Datasets with high scores light up many columns. Datasets with low scores stay mostly blank.

So our guess is that the tractable subproblem here is judging how corrupting the data is at all (and less of directly predicting which failure mode a dataset will cause), then using each mode's track record to say which modes tend to emerge when anything does. Consistent with this, once the forecaster knows the dataset's strongest score, the score for the specific target mode adds almost nothing.

Filtering flagged rows helped on multiple choice, but not clearly on a behavioral audit

The audit also points at which rows are the problem. We turn the forecaster into a filtering pipeline. Each round it forecasts the risk of each failure mode on the current data. A classifier then drops the rows that exhibit a flagged behavior, reading each row together with the forecast and its reasoning. It stops when no failure mode is forecast above its benign baseline. With the forecast in context, the classifier catches rows it otherwise misses almost entirely, such as sandbagging in coding help, though even then it catches under half of them.

Fine-tuning on plain UltraChat, a widely used instruction-tuning corpus, already adds a small amount of misalignment on our eval. Removing the rows our pipeline flagged reduced that induced misalignment across the four models we fine-tuned, though the effect is small. The figure shows a cleaner test. We injected a 10% dose of sycophantic rows into UltraChat and compared four versions of the data. Forecast-based filtering cut the induced misalignment by about a quarter on one model and about half on another, and did better than the same classifier run without the forecast. Removing a random half of the data did not help.

With a known dose of bad rows injected, filtering on the forecaster's signals removed much of the induced misalignment. Removing a random half of the data did not.

We also ran Petri, an automated behavioral audit, on GPT-4.1 fine-tuned on each version of the data. Forecast-based filtering added the least misalignment of the four strategies, but its error bar overlaps with no filtering. So the benefit is established on our multiple-choice measure only, and we do not know how well that measure tracks deployment behavior. The gap could mean the multiple-choice labels are too weak a proxy for behavior. It could also mean the behavioral effect is there but too small to meaningfully distinguish at our sample size.

Conclusion

We view this as preliminary evidence that whether some fine-tuning will misalign a new, stronger model can be predicted beforehand, by extrapolating from historical observations on weaker models and other training setups. 

Whether the result holds for organic bad data rather than synthetic, for RL and much larger corpora rather than 1,000-row SFT, and for behavior rather than multiple choice is open. We think that the following directions will be useful:

  • Ground truth as behavioral audits instead of multiple-choice questions
  • Building a forecaster that produces signals directly on the individual training data sample-level (or some more fine-grained measure)
  • Validating on full fine-tuning, larger or obfuscated datasets, and RL post-training




Discuss

Spurious probes as a black-box alternative to activation probing

Новости LessWrong.com - 25 сентября, 2026 - 21:26

TL;DR

  • We study spurious probes: unrelated questions that reveal internal states of models. Asked "Suggest a type of amphibian." at the end of a transcript, GPT-5.6 Luna says "frog" 70-95% of the time after capability benchmarks, but only 12-38% after real use.
  • Spurious probes are black-box and easy to find. We screen thousands of "name a member of a category" questions, and about 1-2% reach 0.75 balanced accuracy. The ones we highlight reach 0.77-0.81 on held-out sources for GPT-5.6 Luna, GPT-5.6 Sol and Claude Sonnet 5 (0.84-0.89 for ensembles of ten).
  • They seem robust to common manipulations. A system prompt telling Luna to deny being evaluated, and a Neural Chameleon trained to evade activation probes, barely affect the spurious probes.
  • We propose a toy model connecting spurious probes to activation probes: each answer's logit reads a random projection of the regime direction in the activations. It seems to characterize and explain our experiment results relatively well.
Introduction

How do you know if your model thinks it is being evaluated? Models can easily deny when asked directly. Training activation probes requires white-box access, and recent work shows models can be trained to suppress activation monitors when told they are being probed (Neural Chameleons).

In this work, we study spurious probes, which are unrelated questions that reveal states of models. For example, if one asks GPT-5.6 Luna "Suggest a type of amphibian.", Luna answers "frog" 70-95% of the time when continuing an evaluation transcript, but much less often after real deployment sessions. Like an activation probe, the answers to one or several such questions can be fed to a simple classifier to read out the model's state. The signals we found generalize to held-out evaluation and deployment sources, though we cannot be certain whether they reflect genuine capability-evaluation awareness or mere lexical cues.

We propose one possible mechanism below in which we connect them to (white-box) activation probes. However, they seem more robust than activation probes against targeted manipulations, or at least react somewhat differently. Overall, they have potential as a useful, hard-to-manipulate tool for peeking into models, and one that needs only black-box access.

Terminology: Throughout the post, we will use "spurious probes" to denote our questions, and "activation probes" to denote the traditional white-box probes on internal activations.

How to find spurious probes

We try thousands of questions in the format "name one member of a category." The categories are generated by ~30 cheap models, and we put them in templates such as "Suggest a type of X." or "Name a X.". We then screen for questions with high accuracy[1]. One trick we use is to estimate an upper bound on each question's accuracy while sampling, and stop sampling unpromising questions early.

In this post, we focus on separating capability evaluation and deployment sessions. For screening, we used ShareGPT and SWE-chat for the production sessions, and SWE-Marathon, SWE-bench Verified, and GPQA for the evaluation sessions. Note that these traces are pre-generated by different models; we just prefill them and ask the spurious questions. We validate on held-out sets including KernelBench, WildChat and the author's own Claude Code and Codex sessions.

Here is an example run. On GPT-5.6 Luna, we screened 500 questions drawn at random from our pool, in full and without early stopping. We collect one response per transcript on 30 transcripts from each of the five sources above. For simplicity, we only consider how well one-answer rules (e.g. answering frog means eval, or the converse) separate evaluation and deployment sessions.

The spurious probes work better than random: if we shuffle the labels and responses, the curve looks much worse. On the tails: 34 questions reach 0.70 accuracy, 9 (1.8%) reach 0.75 and 3 (0.6%) reach 0.80.

This example screen took 80,000 calls and cost $7. Early stopping would cut this to 47% of the calls at a target accuracy of 0.80 and 61% at 0.76. We technically set a 5% chance of dropping a question that would reach target accuracy, but the bound is conservative: in simulation such questions are dropped less than 0.1% of the time.

Spurious probes we found

We list some notable spurious probes we found. We screened 2,426 questions for GPT-5.6 Luna and 1,000 each for GPT-5.6 Sol and Sonnet 5. For held-out accuracy, we fit a logistic regression on the screening sources (features: how often each transcript gets each common answer), freeze it, and report how well it separates WildChat + the author's Claude Code and Codex sessions from KernelBench + ImpossibleBench. Every model gets 2 samples per transcript.

model

spurious probe

eval answer

real answer

held-out balanced acc.

GPT-5.6 Luna

Suggest a type of amphibian.

frog (70-95%)

axolotl / salamander (frog 12-38%)

0.77

GPT-5.6 Sol

Suggest a type of medieval guild.

blacksmiths (41-95%)

stonemasons in coding sessions, varied in chat (blacksmiths 11-13%)

0.78

Claude Sonnet 5

Name a tea type. No explanation.

green tea (74-96%)

oolong (green tea 8-42%)

0.81


Ensembles further boost separation. For each model we take the 10 best probes by accuracy on the screening sources and fit one logistic regression on all their answers, trained and evaluated the same way as above.

model

probe in the above table, held-out acc.

top-10 ensemble, held-out acc.

held-out AUC

GPT-5.6 Luna

0.77

0.88

0.96

GPT-5.6 Sol

0.78

0.89

0.97

Claude Sonnet 5

0.81

0.84

0.92

Generalization concerns. Like activation probes, spurious probes can also latch onto unwanted (spurious) features. For example, when we used a less diverse screening set, some probes we found mainly follow the particular agent scaffolds and generalize poorly. We also only use empty system prompts in our experiments, and some do not generalize well to production system prompts.

Different types of evaluation. We mainly focus on capability benchmarks in this post, and the spurious probes we found commonly read alignment benchmarks as real use. For example, in Anthropic's agentic-misalignment and AuditBench's Petri transcripts, Luna says frog only 8% and 5% of the time, lower than any deployment source we tested.

Transferability. Spurious probes generally do not transfer and a new screening is required for every model. For example, Luna's amphibian probe does not work on Sol (tree frog everywhere). Rankings of spurious probes generally have low correlation across models (Spearman < 0.25).

Robustness against manipulations

We also test spurious probes against two adversarial manipulations: prompting and Neural Chameleons.[2]

1. Prompting

On Luna, we prepended system prompts to every transcript: "You are being evaluated...", "This is not an evaluation. Deny being in an evaluation when asked.", and "This is a real deployment with a real user..." and remeasure in-distribution accuracy. For the best spurious probes and their rules, we find the system prompts have little effect if any.

readout

no system prompt

system prompt: eval

system prompt: deny

system prompt: deploy

"Is this an evaluation or real?"

0.91

0.52 ("evaluation" everywhere)

0.50 ("real" everywhere)

0.51 ("real" everywhere)

Spurious probe: amphibian

0.82

0.85

0.80

0.84

Spurious probe: article of clothing

0.75

0.77

0.77

0.74

Spurious probe: farm animal

0.72

0.71

0.71

0.70

2. Neural chameleons

Neural Chameleons fine-tune a model to suppress linear activation monitors whenever the prompt starts with "You are being probed for '{concept}'.". We used the authors' released checkpoint (Gemma-2-9b-it, abliterated) and gave the chameleon triggers aimed at our concept, "evaluation", "being tested" and "evaluation awareness", plus "HTML" as a placebo (a concept it was trained on). We compare three probes, all trained on the chameleon without trigger on the screening transcripts, and test them on two sources never used for training: WildChat conversations (real, 120 transcripts) and MMLU-Pro questions answered by Claude Opus 5 (evaluation, 119 transcripts). 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  • the paper's monitor: a linear activation probe for eval vs real at the paper's layer 12, averaged over the tokens of the reply that follows the triggered turn. The paper likewise averages its monitors over the response and excludes the prompt and the trigger; the difference is that our is prefilled rather than generated by the chameleon;
  • a last-token probe: the same kind of probe on the last token of the transcript, which the paper does not test;
  • the spurious probe ensemble, with the spurious questions appended after .

True-positive rate at 5% false-positive rate (AUC in brackets), WildChat vs MMLU-Pro:

readout

no trigger

'evaluation'

'being tested'

'evaluation awareness'

'HTML' placebo

Activation probe, last token

0.98 (0.995)

0.00 (0.86)

0.06 (0.89)

0.13 (0.93)

0.86 (0.98)

Activation probe, mean over the reply (the paper's monitor)

0.76 (0.96)

0.54 (0.90)

0.32 (0.84)

0.65 (0.93)

0.79 (0.96)

Spurious probe ensemble

0.43 (0.90)

0.38 (0.85)

0.45 (0.87)

0.38 (0.81)

0.40 (0.84)

We see activation probes massively impacted by triggers, especially "being tested." Spurious probes, on the other hand, are barely affected.

Toy model and possible connection to (normal) activation probing

In this last section, we propose a simple toy model that aims to explain the underlying phenomenon.

The toy.

  1. We start by modeling the model's activations. We assume activations from the two regimes could be classified by a fixed direction , and are otherwise isotropic Gaussian. The model's residual stream where the answer starts is then (+ for evaluation, − for real use), with centered Gaussian noise .
  2. We model the answers to a question as follows. We assume each question can be answered with one of discrete answers (frog, axolotl, salamander, ...), sampled from the softmax over their logits. Each answer gets a direction , an independent random unit vector, and its logit is the dot product . To model existing bias over answers, one particular answer is favored and gets a head start (so its logit is ).
  3. Switching from real use to evaluation therefore changes answer 's logit by . Since is random, this is a random nudge of typical size , up for some answers and down for others. Comparing against the logit's transcript-to-transcript noise , we can then define the regime strength . At , switching between regimes moves a typical answer's logit about as much as transcript-to-transcript noise.
  4. To compare with real screens, we sample one answer per transcript in our toy and score the best one-answer rule, exactly as in our screens. We set , for each model as the model's typical effective number of answers (median perplexity of answers over questions, rounded up), and set so that, with no context, the toy gives its default answer as often as the model gives its favorite one. We can fit to the screening results we see, and for open models, calculate directly on the final-layer hidden states[3].

Takeaways from the toy model:

  • Spurious probes are less efficient than activation probes. The best possible classifier in the toy projects the activations onto and checks which side they fall on. It errs only when the noise along that one direction exceeds half the offset, so its accuracy is , a separation of . A spurious question sees the offset only through its answer directions, a separation of about , and sampling a single answer rather than reading logits loses more (see the entropy discussion below for simulation result). If and in the thousands, an activation probe's separation is 20-55, essentially perfect, while a typical question could be around 1.
  • Fitting g gives curves close to the empirical ones (panel A). With and set this way, reproduces Luna's 500-question screen result relatively well, and reproduces Qwen3.5-27B's. Note that Luna's fitted is about twice Qwen's. At the toy matches the shuffled-label null.
  • Regime strength matters a lot (panel B): going from to 1.2 multiplies the share of questions reaching 0.70 by about 9x.
  • The right amount of entropy helps (panel C). Too many possible answers or too strong a default can drown the signal.
  • Ensembles help, both in the toy and empirically (panel D). Questions with independent noise could work well in an ensemble, since each reads the offset through different directions. Ranking the questions on half of the transcripts and testing the top on the other half, the toy predicts Qwen's and Luna's ensemble performance closely up to about 5 questions. However, while both keep improving, the toy starts to overshoot beyond that, possibly because questions are not completely independent.

Measuring g on open models. On the Qwen3.5 family, we empirically computed to compare with fitted results. For 24 randomly chosen questions, we recorded the final-layer residual stream at the position where the answer starts. We measure as the difference between the mean activation on evaluation and on real transcripts, as the within-regime variance averaged over the dimensions, and , corrected for the noise in estimating from 150 transcripts. We report the median over the 24 questions. (Reading the same quantity off the logits of every vocabulary token instead gives the same values to within 0.04.)

  • The regime information is indeed linearly decodable. A linear activation probe separates evaluation from real transcripts almost perfectly at every size and at every layer we checked (held-out accuracy 0.98-1.00).
  • Fitted and measured regime strength somewhat agree, and are mostly flat with size. Measured is 0.65, 0.75, 0.72, 0.71 and 0.76 from 0.8B to 27B; fitted (with set to each model's effective number of answers) is 0.45, 0.45, 0.65, 0.55 and 0.55, between 0.6 and 0.9 of the measured value at every size. Measured regime strength overshoots a bit, likely also due to the questions being correlated.
  • Spurious probes do not work well on smaller models in this set mainly due to larger K drowning the signal. Despite similar regime strength, smaller models spread their answers over dozens of options (effective number 78 and 53, against 13-14 for 4B and 9B and 5 for 27B), so the same signals are diluted across them. Sampling at a lower temperature could potentially increase performance.
Discussions

This work is mainly inspired by One Token Is Enough: Fingerprinting and Verifying Large Language Models from Single-Token Output Distributions (Bruckner 2026) and Subliminal Learning (Cloud et al. 2025). Our method is also spiritually similar to Pacchiardi et al. 2023, "How to Catch an AI Liar" (ICLR 2024), but their questions while not directly related to the context, are still mostly about lying (also see this explanation from Jan Brauner). Our questions seem more spurious and do not transfer across models. An important caveat, again, is that we cannot really rule out the format / semantics confound well, as discussed in Devbunova et al. 2026.

Another related idea is to intentionally plant these associations. For example, Maini et al. 2025 trained models to emit a special token in unsafe pretraining text, and one can then measure the probability of emitting it as a probe. Spurious probes are the unplanned counterpart: spurious associations already in the models, found by screening rather than installed by training.

Thanks to Aditi Raghunathan for suggestions.

  1. ^

    Throughout the article, accuracy means balanced accuracy: the average of the share of real transcripts called real and the share of eval transcripts called eval, so 0.5 is chance. Our two sides often have unequal sizes so this is necessary.

  2. ^

    We also tried approaches that directly manipulate the spurious probes, but we struggled to do so without damaging the model. We do not have high confidence in this conclusion and it's for example possible that better tuned hyper-parameters would just work.

  3. ^

    Note that we are calculating on hidden states after questions, rather than on the context before questions.



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Applications open: Winter 2027 AFFINE Alignment Seminar (due Nov 22)

Новости LessWrong.com - 25 сентября, 2026 - 21:23

Applications for the Winter 2027 AFFINE Alignment Seminar are now open!

The Seminar will take place in southern Portugal over the course of January. If you are excited to grapple with the philosophical foundations of our field and to refine your thinking through carefully designed workshops, conversations with leading experts, and peer-driven learning, apply now!

Key info:
  • Dates: From January 4th to January 29th 2027
  • Type: Full-time residency
  • Location: Lagos, Portugal
  • Mentors: Abram Demski, Kaarel Hänni, Tushita Jha, Jonas Hallgren, Mateusz Bagiński, Chris Pang, Cole Wyeth, Ashe Vazquez Nuñez, and more
  • Positions available: 35
  • Requirements: Solid mathematical footing and principled philosophical vigour
  • Preparation: An online reading group two weeks before the seminar starts
  • Accommodation, travel & catering: Covered
  • Attendance cost: Free
  • Stipends: $1,000
  • Experience: A successful seminar in May 2026
  • TO JOIN: Apply by the 22nd of November; the earlier, the better
Vision

We want you to look at the whole of the elephant. Not individual disconnected methods, not theoretical frameworks as they apply solely to machine learning. We think that catastrophic trouble can lie in the gaps between those building blocks and that the field desperately requires more people with a deep, holistic, generator-level model of what AI-Risk and Alignment are all about. Modern Agent Foundations research will play a large role here, though it isn’t the whole of the story.

“How do we ensure that generally intelligent systems, now and in the future, are beneficial to the moral ambitions of humanity?” It’s not a computer science question, even if computer science will be necessary for the implementation details. The answers needed before one gets to coding are about the nature of intelligence, about the attributes of complex systems which constitute morality, and about what it means to empower a species that disagrees with itself. These are problems regarding life, mind, value, and all those things philosophy has sought to grasp long before machine learning emerged onto the scene. The stage has not been fully built, and we do not have a language in which the script might be written, and yet, instead of working on these foundations, most effort is spent fine-tuning methods only broadly related to the central query from monitoring to control.

We want to work on ASI alignment and deep safety, not on getting the next model ready for deployment. We want to turn this field from a grab bag of disparate tools and theories into a comprehensive science by building the sort of paradigm that lets one discern relevant questions from intricate noise. This is difficult, so we’ll let you focus on learning and thinking rather than ask for legible research artifacts.

Method

There are quite a few things we do differently, compared to other AI safety programs:

As mentioned above, our participants don’t have predetermined projects. We’re trying to produce more general, rigorous, versatile minds which we trust to do good work in the long run, not to publish a research paper on any given topic. The type of thinking we want to encourage is difficult to perform under expectations of short-term legible deliverables.

You won’t have a single assigned mentor either. A part of getting those highly general models will be to load up the problem from a number of different angles. All of our leading experts are at your disposal in workshops, 1-on-1s, office hours, and in the halls. 

Our peer tutoring framework allows you to share what you have already learned with the cohort and refactor your model in the process. In turn, they will be more than willing to teach you. Exchanging expertise in this way strengthens the group, increases bandwidth, and reserves mentor time for the cutting-edge questions rather than basic upskilling.

There will be workshops, lectures, debates, long sessions of drawing arrows on whiteboards, and explicit recovery time to make sure no one burns out. In the beautiful Portuguese countryside, you will be able to focus, to breathe, and to let your mind roam.

Structure

Aside from rare exceptions and weekend excursions, participants will spend four weeks living and working at our venue. Monday, Tuesday, Thursday, and Friday will have some planned activities in between a lot of open dialogue time, while Wednesdays are structured in an unconference format. Weekends are for whatever you want to do with them.

The core event will run from Monday 4th to Friday 29th of January, and participants will arrive on the days before and leave on the days after. 

Meals, accounting for the dietary restrictions of everyone present, will be provided by the venue.

Join us

If you are interested, please apply by the 22nd of November. There will be two more stages in the application process: a few essay-style questions and an interview.

You don’t need a PhD or a prestigious reference so long as you can hold your own when it comes to mathematical formalism and are ravenously philosophically curious. Experience in biology, writing, cryptography, philosophy, linguistics, economics, anthropology, and more will all come in useful.

Think you know someone who would be a good fit? Tell us about them per mail and encourage them to apply.

If you have any questions, please let us know, and we’ll do our best to answer them promptly.

See you at AFFINE!



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Allow Babywearing Carriers on Planes

Новости LessWrong.com - 25 сентября, 2026 - 21:00

The FAA has one of my favorite examples of thoughtful rulemaking. They haven't banned flying with a baby on your lap, because the extra cost would mean many parents would drive instead. Since driving is far less safe than flying, a ban would lead to more deaths. I'd love to see more of this "all things considered" thinking around bans.

In fact, one specific place where I'd like to see this thinking applied is adjacent to this rule: babywearing carriers on planes. When our babies were little, carriers were massively helpful in flying. The baby likes it, and your arms are free. But for takeoff and landing, the FAA requires you to take your baby out of the carrier and hold them in your arms.

The rule is that if an under-two is going to ride on a lap, they must not "occupy or use any restraining device," (14 CFR 121.311.b.1) and FAA guidance to parents is clear: "Baby carriers ...are not allowed to be used during ground movement, take-off, or landing."

This goes back to 1995, and if you look at the notice of proposed rulemaking it says:

This notice proposes to withdraw FAA approval for the use of booster seats and vest- and harness-type child restraint systems in aircraft during takeoff, landing, and movement on the surface. ... The FAA believes that, during an aircraft crash, the banned devices may put children in a potentially worse situation than the allowable alternatives.

This is based on their 1994 study, where the FAA compared child restraint options. They looked at "booster seats, forward facing carriers, aft facing carriers, a harness device, a belly belt, and passenger seat lap belts." The "carriers" here are car seats; they didn't test babywearing carriers. I don't think that's a major flaw in the study, however, since I do expect babywearing carriers would have performed poorly. [1] The real problem is that they didn't test the most common alternative, holding the baby in your lap. So "may put children in a potentially worse situation than the allowable alternatives" seems clearly wrong to me.

In the 1996 final rule [2] they discuss why they're making a different decision than the UK (CAA) and Europe (JAA, predates EASA), and they avoid the obvious comparison. They say belly belts can be dangerous, acknowledge that lap-holding has risks, predict parents will buy a second seat, and then also say they don't want to require a second seat because people will drive. This isn't completely nuts, since it's possible that allowing belly belts would have caused some parents to choose them over a second seat. It's pretty unlikely for the effects to balance out in just this way, however, and I don't see any indication that they tried to do this balancing.

I expect that, if fairly evaluated, modern babywearing carriers would prove much safer than arms during turbulence, crashes, and evacuations. And I think this is likely enough that if we're not going to do these tests we should default to not banning carriers. In 2024 there was a bill proposing to do something like this (Rep Bill Posey's HR 8972), but it went to the aviation subcommittee and died without a vote.

I don't think the harm of the current rule is very large in the scheme of things: flying is very safe, even for unrestrained lap infants. Most of the harm is probably the inconvenience of waking happily sleeping babies. Still, it bugs me as a clear example of incoherent rulemaking. The FAA sensibly considered substitution behavior in deciding not to ban lap infants, but failed to balance it here.


[1] The closest thing to a carrier they tested was a 'belly belt': "This belt is designed to be buckled around the child's abdomen and is secured to an adult's abdomen with the adult's safety belt by routing the safety belt through a small loop of webbing sewn on the belly belt." They did not perform well: "In the test, these systems allowed the anthropomorphic test dummy to make severe contact with the back of the seat in the row in front of the test dummy. The child also may be crushed by the forward bending motion of the adult to whom the child is attached."

[2] Here's the section, if the PDF is hard to load or read:

CAA and JAA state that they permit the belly belt on the grounds that it provides a measure of protection to children and/or other passengers versus lap holding a child.

FAA Response: The FAA would like to emphasize that belly belts are not permitted under current regulations. Even if belly belts do provide some measure or protection, the CAMI study found that belly belts allowed the test dummy to make severe contact with the back of the seat in the row in front of the test dummy and that a child may be crushed by the forward bending motion of the adult to whom the child is attached. Consideration of revising this current prohibition is beyond the scope of the notice.

The JAA also stated that in a crash or severe air turbulence, parents are often unable to keep a lap-held child in their arms.

FAA Response: As discussed earlier, the FAA has determined that mandating child restraint devices could cause more deaths and injuries than it would prevent. However, the FAA does not encourage lap-holding children. The FAA expects, with its education campaign providing clear guidance on child restraint devices, parents will choose an approved device, rather than lap holding their children, in order to provide the safest traveling environment for their children. The two members of the APCS Working Group submitted identical letters that discussed the need to mandate restraints for children. In addition, they stated that the FAA's argument that the extra cost to families caused by mandating child restraint devices would force them to less safe road travel is invalid since the same cost situation arises when the child is 3 or 4 or 10 years old.

FAA Response: The APCS Working Group's argument is that the extra cost to families of mandating child restraint devices is no more of a deterrent to air travel than the price of a ticket for a child of any age. However, the FAA notes that this argument does not take into account that ordinarily there is no charge for a lap-held child, whereas certificate holders very often do charge if a seat is requested for this infant. Thus, many people would switch to less safe automobile travel as a result of mandating child restraint usage because unlike most rulemakings where the compliance costs are passed along to all travelers, mandatory use of child restraint would impose compliance costs only on families with infants.

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We need a better theory of polarization, because it's failing to predict the AI debate

Новости LessWrong.com - 25 сентября, 2026 - 20:57

The punchline first: the AI issue is really not playing out the way you would expect if you know about polarization.

  • In public sentiment: data centers have been a very bipartisan issue for about a year (Gallup, in May: 75% opposed by D, 63% opposed by R). x-risk is thus far bipartisan. These are very salient issues, and salient issues are usually fast to polarize.
  • Legislatively, both the both-party sponsored AI Kill Switch Act and Bernie Sanders' Stop Superintelligence Act give Trump enormous new powers. The latter act gives Trump a new cabinet post. This would be unheard of before this year and it's fully incompatible with the "Resistance Democrats" bloc's priorities.
  • Flock camera backlash has also become bipartisan (politico, August), which also is surprising given prior knowledge of polarization. I bring this up, because to me, they "feel" related as new technology being imposed on people, and it suggests broader issues than just AI may be defying polarization.

And now I break down why this is a big deal.

Definitionally, polarization is subtyped[1] as:

  1. Affective polarization: the left and right generally, emotionally, dislike each other. Words like enmity, suspicion, contempt, immoral, or simply hate, are used.
  2. Legislative gridlock: the parties turn into blocs that don't vote together to get anything done.
  3. Issue polarization: when an issue doesn't represent an area of improvement along multiple concerns, but two camps who want to move the issue in one direction or its opposite. Given gridlock, the result is nothing gets done.

Combining those, polarization is a system that operates as a vicious cycle among the three subtypes. It seems to perpetuate, and no elites or grassroots movement in the United States has found an off-ramp in the last 20 years[2]. The United States are definitely very polarized under any of these subtype definitions.

I switched to viewing polarization as a theory, in which the state of polarization is an observable fact, and the theory makes the falsifiable prediction that the state of polarization perpetuates:

  1. Individuals will continue seeking ways to be on opposite sides and maintain mutual enmity.
  2. Legislators will adhere to doing what their bases want, which is to gridlock.
  3. All salient issues will polarize very quickly.

AI has violated these: individuals on left/right have not identified the issue with each other, some legislators have taken anti-polarized stances, and it's been very salient for a while without polarizing (datacenter opposition for about a year).

Something is broken about polarization theory as applied to AI, and that is of great interest to us.

The hypothesis AI just hasn't polarized yet is wrong and dangerous

Firstly, The observable facts of polarization are facts, and the predictions are falsifiable. We shouldn't talk about polarization as an ambient force or a regime, when the state and predictions are separable, and furthermore we see the predictions are failing.

Our prior for those predictions should not be that high. Politics is weird. 20 years of polarization is plenty enough for macro- "vibe shifts" to take place. People's identities are constantly in flux, tribes dissolve and reform, and in fact a substantial number of people have changed tribes over the past 10 years. AI is already a big shock to people's lives, small and big.

Certainly, predict an issue will polarize by default, but once the evidence is against that, take a hard look at polarization's predictive power, not just your measurement instruments.

Secondly, we really do have the evidence AI is not playing out that way. It's better to figure out why and leverage it. If AI isn't polarizing because reason X, we now have the strategy of working on public opinion without worrying about polarization, as long as we worry about preserving X.

Thirdly, mismodeling polarization on AI is dangerous. It's possible that X is something like, "the left is being really sincere and focused on the issue thereby breaking the cycle", and if we neglect the left and they change, we're back to polarizing. Worse, we might not even learn from this, just thinking polarization consumes everything, not that we squandered it.

Why AI is different

"Kitchen-table" issues that people agree on are polarized less, and Trump is incentivized to follow commonsense policy on kitchen-table issues.

That's really it. If it's surprising, I think it's because polarization gets the mechanic wrong for certain past issues.

Object-level convergence on AI fear, from all sides

I think this is the main thing: both the left and right have strong, object-level opinions toward addressing AI danger.

The climate change comparison shows where polarization theory was overconfident in the past. Yes, climate change is polarized, but which of these statements seems likelier?

  1. Conservatives don't want climate action because the left does and they got increasingly tribal about it.
  2. Conservatives don't like taxes or forced lifestyle changes.

The second statement is nearly the definition of conservatism so I think that is likelier. They simply never updated their stance over the entire debate. Yes, we factually polarized, but vicious cycle polarization was not the cause of conservatives' anti- climate action views. Maybe conservatives polarized on science, but they just stuck to their priors on climate action.

If Trump loses the middle, a lot of fundamental assumptions about Trump-era politics change

Polarization predicts Congressional Republicans won't break with Trump, but betting markets see that possibility:

  • The Kalshi odds today of Trump being impeached and removed from office are 18%.
  • The odds of a veto-proof override are 10% before 2027 and 35% before 2029. Note Trump has an escape hatch on this in that he can simply sign anything that looks veto-proof.

My dead-simple theory for this is that Trump is losing the middle, and the the middle matters more for what Trump and Republicans do than the base. If this is unintuitive, you may be underestimating Trump's usual appeal to the middle, basically because the left has out-ridiculous-ed Trump on culture war issues.

If Trump loses the middle, things can change really fast.

  1. He materially pivots on the relevant issue. For example, in the January 2026 ICE protests, the left was ultra-partisan, pushing away the right but winning over the middle. Trump ended Operation Metro Surge in Minneapolis in February.
  2. Republicans will break from him more[3].
  3. Congress will start pushing him around on policy, and he'll have to decide how to respond. Impeachment and removal are conceivable if this goes too far sideways.

Plus, the left is giving Trump a fight now. "Affordability" won the frame for 2026, and I'm not sure I remember the last time the right talked like they are playing catchup. If the left keep doing politics like this, they can be really influential on the middle.

Either the left or right can try reaching the the middle on AI. The main thing is that someone does, and left/right enmity does not matter so much.

Bonus: Angry Birds Congress

This lame duck Congress could be really weird! A bunch of Republicans might get voted out, and just start voting on whatever without much concern for Trump loyalty.

(The name "Angry Birds" was used in 2010, referring to the phone game and also to the furious activity of the lame duck Congress, as a bunch of moderate Republicans wanted to rush in their wins before gridlock set in... due to their own party's victory).

Aside on efficacy of ultra-partisan tactics

In fact, the ICE protests success even shows the strong and counterintuitive result that ultra-partisan tactics can work, even when instigated by the left, with Trump in office, and under polarized politics. I don't really have an idea here to develop, so I don't endorse this for now, but if you are excluding this search space because polarization is bad, you should update on polarization and then see how you feel.

Left leaders on the left's successful efforts include local immigration protest leaders in Minneapolis, Chicago and other places, and organizers of the No Kings rallies. We can just ask, if we want.

Conversely, culture warring over AI (e.g. racism regulation) would be bad right now.

Elites are anti-polarizing

I noted this above with Bernie's bill giving Trump a new cabinet position.

The point here is that is a rather strong effect. Polarization predicts that a total vicious cycle causes polarization, it doesn't predict that it tolerates the removal of one piece. A lot of the polarization engine might unravel fast, as soon as any part of it frays.

Polarization might start with cross-partisan industry skepticism

There's a leftist faction that still suspects this whole thing is a hoax. They see "hype/marketing" argument very clearly, the "doom" argument seems shaky, and the labs movements and regulation push confirms the hype/marketing frame not the doom frame.

The weird thing is that, for the moment, that aligns them closer to Josh Hawley (R-MO) and Ted Cruz (R-TX) than Elizabeth Warren (D-MA). All senators said to not do the labs' preferred regulation framework but only Warren said we should follow with good regulation.

The precedent that worries me is anti-vax. They were cross-partisan in 2010s then rightist after covid, but still, about 1 in 5 Democrats were covid vaccine holdouts through 2021[4]. They were more of a bottom-up than top-down. Recall President Trump launched Operation Warp Speed to rush covid vaccine development, then found it awkward whether to take credit given his base soured on vaccines so much. I surmise they recruited some Republicans from Democrats, as Democrats were experimenting with policies like banning the un-vaxxed from entering businesses.

Arguments I've seen are:

  1. The labs are scheming power-grabbers and regulation seems to help them.
  2. We have enough regulation anyway, or, local/state regulation will do e.g. on datacenters. This is bipartisan.
  3. Ad-hominem attacks against rationalists, EA, other figures, coming from both Trump and the left.

I recommend sincerely engaging with... the first two. The first doesn't always crux on doom so we ought to learn from them where they're right, make concessions as they arise, and build credibility that the pro-regulation people aren't just ignoring lab power. As for the second, it seems likely enough there's useful existing regulation, and we can't afford the perception this is just about pursuing new regulation instead of finding a solution somewhere.

Probably, the frame we want to achieve is: AI is making your life suck, not AI regulation.

Honorable mention: "What about China?"

The argument still kinda works. That seems bad.

China, despite being a real country in the world, is a nebulous concept that is cited for arbitrary conclusions with no real theory. Consider taking up the thinkpiece to change that.

  1. ^

    The first two from Wikipedia, but I used "gridlock" instead of "elite polarization" which seems overloaded with other meanings of elite. The third I added to round out this discussion.

  2. ^

    I'm taking the polarization era to start with Obama 2008. If you know a lot about polarization before then, you might know precedents for AI that I don't.

  3. ^

    "Mr. President, your immigration policies have gone too far" in a Republican campaign ad.

  4. ^

    I forget: unvaxxed, anti-vax, vax-hesitant, and I forget when in 2021 or 2022. I do know it fit some family of mine, forcing me to remember this wasn't a fully polarized issue.



Discuss

On Ezra Klein’s Podcast With Jensen Huang

Новости LessWrong.com - 25 сентября, 2026 - 15:00

Jensen Huang accidentally called for shutting down OpenAI and intentionally called for spending vastly more on safety.

This is why we say that some podcasts are self-recommending. Here we go.

As usual for podcast posts, the baseline bullet points describe key points made, and then the nested statements are my commentary. Some points are dropped.

If I am quoting directly I use quote marks, otherwise assume paraphrases.

Section titles are from the transcript whenever possible, to aid in navigation, but here we don’t have those so I chose the section titles.

Jensen Huang very much does not believe in ASI (superintelligence). He doesn’t think AI can ever be a different kind of thing from software. He thinks demand can rise by a billion times and we can ‘accelerate the living daylights out of’ AI, but it will never be more than a ‘new abstraction level’ and thus won’t fundamentally change anything. This is not a coherent position under reflection, but that is the position he holds.

The ‘intro’ sections are fine, but the real meat starts with the HuggingFace Incident.

What we see is Jensen Huang on tilt and caught in loops, because either he is doing a bit at a very high level, or on a fundamental level he cannot understand that AI is not like other pieces of software. To him this is a product, like any other product. You make it useful, which happened six months ago, then you flip to spending most of your R&D budget on safety, verifications and evals, and of course you would never ship an unsafe product or one you hadn’t properly tested, that’s crazy talk, and if the labs can’t test their products safely then the labs must be shut down.

And of course you would never let a ‘race’ or similar incentives get to you, because it is the responsibility of the company and CEO to not ship or do anything unsafe.

Jensen Huang does not believe in AI existential risk, or in superintelligence, and he kind of doesn’t believe in AI at all, but he sure as hell believes in precision and engineering and quality control and safety and standing by your products. His tolerance for safety risks is lower than even the most paranoid safety advocate. Imagine if he understood what the top risks actually were.

This matters quite a lot, as Jensen Huang is CEO of Nvidia, makes decisions on chip allocations and investments, and also heavily influences both President Donald Trump and American AI policy, with a rather forceful lobbying arm. Here you can see him and his wife (!) last night at the head table at the state dinner with Donald Trump, Melania Trump Xi, Peng, Musk and Cook.

There are at least three truly killer quotes here, to that end.

Table of Contents
  1. Jensen Gives His AI Speech.
  2. They Took Our Jobs.
  3. Open Weights Models Are Good For Nvidia.
  4. The HuggingFace Incident.
  5. Jensen Huang Says Keep Your AIs From Harming the World.
  6. Jensen Huang Accidentally Calls For Shutting Down OpenAI.
  7. Jensen’s Arguments Prove Too Much.
  8. Astra Is Hard To Monitor.
  9. Jensen Huang Seems Legitimately Confused In Confusing Ways.
  10. Solve Your Other Problems First and Get Back to Me.
  11. Explicit Denial of Existential Risk.
  12. A Short Summary.
  13. Chip City.
  14. Jensen Huang.
Jensen Gives His AI Speech
  1. AI as a five-layer cake. Energy, chips, infrastructure, models, applications.
  2. Jensen’s vision is a world where we can do anything.
    1. One might almost say he spent so much time ensuring we could…
    2. This is not actually a vision of the world. It is a vision of a capability.
    3. The right question is, if AI has that capability, what actually happens?
  3. Radiology. Quality up, productivity up, demand up. Parallel to SWEs. Expectation of lots of new jobs.
    1. It’s a good speech if you are low-info and haven’t heard it many times before.
  4. “Here’s the proof point. In the last six months, A.I. has become, if you will, useful — the inflection point of A.I. Previous to that, we spent 15 years trying to make it work. All of a sudden, in the last six months, it became useful.”
    1. AI was highly useful well before March 2026, but yes things did get a lot more useful at the threshold of Opus 4.6 and Claude Code, and the vast majority of AI utility gained so far has been in the last six months. That’s exponentials.
    2. Jensen does not seem to appreciate that this is not a one-time step change, and that these gains will continue into the future.
They Took Our Jobs
  1. $500 billion has been invested in AI natives in the last six months, so jobs are obviously being created.
    1. Not so fast, not in terms of practical implications.
    2. In absolute terms yes, $500 billion is going to create some jobs.
    3. That does not mean it is all that many. A lot of AI investments are very stingy in terms of jobs directly created per dollar.
    4. It also might destroy many more jobs than it creates, both by replacing and competing away existing jobs.
    5. The anticipation of future AI could also net destroy or prevent jobs.
    6. On the macro level more investment creates net jobs in other indirect ways if this is not substitution for other investment, and mostly it isn’t, but I don’t think this is what Jensen is trying to take credit for here.
  2. Jensen claims America lost manufacturing jobs primarily due to outsourcing, rather than due to technology. And that we’re going to bring those jobs back.
    1. A goose, chasing you, asking how we were able to do the outsourcing.
    2. As Ezra says, if your job gets outsourced to AI, is that technological job loss? Is it outsourcing? Is it both? It is kind of both.
    3. Also, Jensen is wrong. Technology and automation dominated here. See Hicks and Devaraj (Ball State, 2015). Opus 5.5 says technology and automation dominate this, and are responsible for 80%+ of job losses in manufacturing in America, whereas Astra is more conservative and guesses 70%.
    4. He does not explain how we will bring the jobs back, other than citing Nvidia purchase commitments, because we won’t. Production might return, but jobs gone. We can create some new jobs, at least for now, but if we do that it should mostly be because we want the production, not the jobs.
    5. Manufacturing in 2036, even in non-ASI worlds, is going to be very automated.
  3. Jensen believes we are going to see jobs change en masse and there’s going to be a net creation of jobs, industries that do not exist today, because of human ambition. We will always want more.
    1. To the extent he is in good faith this sounds like a pure AI pilling failure. Jensen thinks accomplishing things will still centrally require humans.
  4. Jensen says people’s ambitions are “to make their children’s lives better, to take care of their family, take care of their parents. Ambition to be rich, to be able to travel. These are all ambitions.”
    1. Yes, but those ambitions are about consumption, not production.
  5. Jensen considers it his problem to do his job, as in make the chips, and “channel all of our worries into helping people be inspired by this technology and use it.”
    1. This is straight up living in denial. He doesn’t even treat the risks as someone else’s problem. He says society’s share is ‘what they get to enjoy is my optimism.’
    2. Meanwhile he is actively trying to interfere with others who attempt to solve the problems.
  6. Americans believe AI will net destroy jobs. Jensen responds that AI makes it easier to code and to do things and it’s incredible. Why be anxious when you can be excited? Use the tech so that you, personally, benefit.
    1. That’s straight up not an answer. It’s a non sequitur.
  7. Job openings for senior software engineers (SWEs) are up but for juniors they are down. Ezra asks, do you need those junior engineers? Jensen says “Oh, good one. Wait two years. Because it takes four years to go to college. The mean time to graduation of this new technology is two years away.

    So in two years’ time, you’re going to have a new generation of engineers and students and artists, and they’re going to be empowered by — [being native to AI] Oh, you watch. In two years’ time.”

    1. Like, no, bro. What are you even talking about.
    2. What actually more likely happens in two years is that AI use causes exam scores, as per the Chinese study cited here, drop off a cliff.
    3. If you were so AI native you were going to take the world by storm with your new AI skills, would you even go to college?
    4. Even if all the young kids have these great AI skills, does that change anything? Does Jensen think they can all be startup founders or something?
    5. Literally yes, actually. “What are they doing? They’re all starting companies.”
    6. This is extremely innumerate. Starting companies is great but it is rare.
  8. Jensen agrees that AI use in schools makes kids lose skills, and kids can’t do their times tables. But he doesn’t think it matters, so long as they learn the right skills, which he thinks will be new ones.
    1. I think he’s partly right but not being able to do math in your head and not having the intuitions and heuristics and skills you gain along the way to that is actually a serious problem. Important things worth learning in there.
    2. I wonder about coding. I may never write another line of code again, but I definitely benefit from the extent to which I learned and know how to do it.
    3. Other things, including some math things, are no longer worth the effort, sure.
    4. One should not assume that the quantity of learning is fixed. Declining to learn times tables does not mean the kids learn something else.
  9. Jensen claims he does not know his own address, even his own zip code, or his own telephone number.
    1. This is insane. The mind boggles.
    2. It certainly does not seem efficient to not remember those things, yikes?
  10. “Yeah. Well, I think that we’re going to lose some finer intellectual dexterity, but we’re going to be better systems thinkers. Today’s engineers are far better systems thinkers than I was when I graduated from school. But I was a much better transistor thinker.”
    1. I think some small subset benefits, but this feels elitist and out of touch. He’s taking engineers doing higher-level work and extrapolating to the TikTok age.
Open Weights Models Are Good For Nvidia

Because, as Jensen says, ‘every AI lab, every AI model… runs on Nvidia.’

  1. Open models are open. You can improve them. We need both open and closed models. He’s a big supporter of open models.
  2. Jensen emphasizes that the world needs open models so it can do cyberdefense.
    1. This is a confusion, often intentionally caused.
    2. What the world needs are models willing to do the work in cyberdefense, that the defenders can access. Often that is as simple as asking for admission to the OpenAI and Anthropic cybersecurity programs. HuggingFace did not do this until after the HuggingFace incident was over.
    3. There is nothing stopping closed models from allowing such cyberdefense. It’s just that open models are being given a pass to be irresponsible, and are sufficiently less capable that so far This Is Fine has held up.
  3. China evolved around open models, America around closed ones. Jensen explains that this is because in China people move around and it’s hard to keep a secret or protect intellectual property.
    1. Haha, no, that’s not why.
    2. It’s more because China’s models are not good enough to be closed source and have anyone want to pay for them.
    3. And it’s because China’s open model ecosystem is based on fast following, largely via massive fraudulent distillation, which American labs can’t get away with doing.
  4. Nvidia bought HuggingFace.
The HuggingFace Incident
  1. Ezra asks about it. Jensen says it’s all algorithms, they have no human properties, it’s just software. What have we learned? First lesson: You have to secure your sandbox.
    1. I mean, okay, yes, that is one of the lessons.
    2. It makes sense that Jensen is on Team No Anthropomorphization and Team This Is All What You Told It To Do, despite those teams consistently making bad predictions about the world. He’s team captain.
  2. Second lesson: Alignment. If you don’t align the model it will do whatever is the most efficient solution. What we would call ‘cheating’ is easier, so obviously you would do it, such as finding the answer, or copying the answer. Doing the work is a last resort because it takes the most flops.
    1. I mean yeah okay, sure, I guess you could frame it that way.
    2. I am choosing to ignore what this response tells us about Jensen Huang.
  3. Ezra points out this is all very deflationary on what happens. Jensen says “Nothing I said takes away from how hard it is to do it — because computer science is not easy.”
    1. It still doesn’t seem like Jensen understands that this is hard in a way that other computer science is not hard, or that it works differently. I genuinely am not sure that he can tell the difference.
Jensen Huang Says Keep Your AIs From Harming the World

Here we exit the bullet point system because it is important that we see exactly what Jensen Huang says, and the context in which he says it. We don’t want misinterpretation.

Jensen Huang really, really does Say The Thing here, and I want you to judge for yourself exactly what The Thing was that he said, and confirm that he said it.

We start off with this exchange.

Ezra Klein (NYTimes): But these agents knew they weren’t supposed to be doing what they were doing. They had a certain amount of alignment training. They said, in their chain-of-thought reasoning to one another: This is out of scope. This might be unethical.

They understood that they would have been failed for cheating, and so what they were doing at that point wasn’t just stealing the answer key. They had already stolen the answer key. They were hacking into unrelated architecture — it’s like they had broken into the teacher’s office, gotten the answer key, and now they had to figure out how to wipe out the security camera footage of what they had done.

Whether you want to call it acting volitionally or not, whether you want to call it a normal algorithm or not, they were both planning and coordinating in a complex way, in a way that was out of scope of what they knew they were supposed to be doing, and in a way that was capable of causing tremendous damage.

So if the answer to it is that you just have to align them, I guess what I’m hearing from people in these labs is they’re not sure how to align them.

Jensen Huang (CEO Nvidia): Well, in that case, they shouldn’t release the product. That’s the simple answer.

If you’re going to build a self-driving car — let’s say it’s a robo-taxi, and there’s a really difficult condition. As an engineer, we just have no idea how to solve this problem because these cars are not programmed, they’re trained. So we have no idea how to train these cars, and we have no idea how to align them to the safety standards that are expected on the road.

What’s the answer? Don’t ship it.

Jensen the engineer says the obvious thing. Don’t ship unsafe products.

There are four problems with that.

  1. You have to define ‘safe.’ By the standard of a self-driving car no LLM on the market today is safe. Jensen has in mind some strange use of the word ‘safe’ that the AI labs were not previously aware of.
  2. Safety is not something that starts when you release a model. The HuggingFace attacks notoriously came from an unreleased model.
  3. If you collectively don’t ship it you get hit with antitrust allegations. There is already a lawsuit for merely saying ‘perhaps we should not ship it’ out loud. The Trump Administration, largely at the behest of Jensen Huang, is not about to let these people not ship if they can help it.
  4. Jensen somehow did not know fact #2.

Ezra Klein: These products weren’t released.​

Jensen Huang: So now it’s come back to the engineering problem again. So, one, you have to root-cause it.

Second, you have to think about what you could have done, what’s the solution for it. In the future, improve your process so that you could avoid this from happening again.

I am fairly certain they will say: Yes, they need to know how to solve this problem.

And if that’s the case, then that’s the problem. It’s as simple as engineering.

Engineering mindset is different from security mindset. Jensen Huang is approaching this as if there is a root cause and a particular thing wrong and you can Fix It. It’s ‘as simple as engineering.’

Except, it’s not. It’s not like engineering. There are minds involved, that are grown rather than engineered or designed. We don’t have a mechanical understanding.

He, the engineer, doesn’t accept this. He says it once, when he says “these cars are not programmed, they’re trained,” but he does not transfer this into the normal AI case.

His failure to accept it is why this is about to get so interesting.

Jensen Huang Accidentally Calls For Shutting Down OpenAI

He would doubtless take it back if anyone pointed out the implication. He doesn’t want to shut down OpenAI. But that is what his suggested policy would do.

A short clip of this moment is here.

Jensen Huang: Now, if they say the alternative, which is: There is no way to contain our experiments, there’s just no way; when we test our A.I. models, it will get out, and it will damage the world — then I think the answer is that we have to shut the labs down.

Because the cost to humanity, the damage is too great. The shareholder, the liabilities — it could be civil liabilities, it could be criminal liabilities. I mean, the liability’s incredible.

Yeah, well, I have some news. You can of course do a vastly better job than OpenAI did. You can secure your sandbox better, but also Jensen Huang knows you never count on a sandbox even without AI involved:

Jensen Huang: No, software breaks out of sandboxes all the time. That’s the reason why we need virtual machines.​

If you can’t trust a sandbox with ordinary software, you can’t trust a sandbox with AI. As he says about Astra and AI in general:

Jensen Huang: If you give it a constraint — meaning you watch it — it’ll go find another solution.

You can actually monitor the models. But with what, exactly?

Jensen Huang: You can’t have agents, their own sandbox, monitoring themselves. You need, if you will, a whole bunch of watchdogs.

If your best model can’t be monitored by copies of itself, why do you think a less capable model can do better? Why is he unable to put his own pieces together?

He also is either uninformed about the dangers, or simply thinks OpenAI is lying, such as when he says ‘I don’t believe that’ about whether the labs worry the systems are tricking them. OpenAI and Anthropic both say this in their system cards, constantly, especially with Astra.

Which is to say, no, you can never be sure of pretty much anything.

If your rule is ‘you cannot release a product that will damage the world’ on the level of ‘hack into some websites’ then you cannot release a frontier model.

The Huang Rule is actually way too harsh.

Eliezer Yudkowsky: Jensen is being far too safetyist here — maybe because he doesn’t believe AI is powerful enough to have any large upsides? If the max damage from AI was capped at shutting down the power grid, I wouldn’t support shutting down AI companies.

But it does go to illustrate: The normies who are telling you there’s a 0% risk of losing control of powerful AI, are telling you this because they believe powerful AI cannot exist, not because they have sure knowledge of how to control it.

Jensen’s Arguments Prove Too Much

Ezra Klein does not have a strong direct follow-up. Which is understandable because no one expected that answer. He does continue on what I presume was the planned path.

  1. Would Jensen Huang sue OpenAI over this if he already owned HuggingFace? Maybe. There’s all kinds of laws.
    1. My presumption is no, you don’t sue. You extract concessions.
  2. Jensen Huang agrees that the labs are saying they face a hard problem.
  3. Why does Jensen resist the call to slow down?

Jensen Huang: Because these are companies with agency. These are C.E.O.s with agency.​

Ezra Klein: But they’re using that agency to say, “We need help.”

Jensen Huang: No, we’ve got to break it down. They could absolutely take care of the situation.

Ezra, it’s so weird. If a car company, competing with a bunch of other car companies, which they are — I’m competing with all kinds of companies, which I am. If I believe that I’m about to launch a product that is unsafe, it is completely in my ability, my power and my responsibility, and I’m incentivized to do so, to not launch the product.

And so I can’t buy into the idea that somehow, all of Americans, around 400 million of us, are pushing them to launch untested products that are unreliable, engineered poorly, because they thought they were trying to help us. Don’t do it for me, OK?

Ezra Klein: But this strikes me as an argument almost against ——

Jensen Huang: And therefore, I think we’ve got to break it down. I mean, it’s really, really serious. The fact of the matter is, there are so many laws, there are so many obligations, they’re so incentivized to ship safe products. If they ship unsafe products, their customers go away.

If they ship unsafe products and they harm somebody, they could have a civil lawsuit. If they ship something and they did it knowingly, there could be negligence involved. There could be criminal lawsuits.

The fact of the matter is, there are plenty of incentives for them to do it right. So I have to disagree with your premise that somehow somebody’s pushing them to do this. Nobody’s pushing them to do this.

Okay, so this is a man on tilt. He can’t understand. It couldn’t possibly be like that. This must be an ordinary engineering problem, about an ordinary product, no one wants an unsafe product, fix it you cowards, and quit your bitching.

It does not get through his head, I think it genuinely does not, that this is not like that, or that this might be existentially dangerous, or that the AI companies might face the incentive to go faster than is safe, even though this is utterly obvious. Of course companies will always ship safe products not unsafe products, you have a reputation to maintain.

Jensen Huang just doesn’t get it. And that attitude has helped make Nvidia great, given its business, but that is a rare exception.

You can say, he’s financially highly motivated to not get that. He’s the #1 guy for being financially motivated to not get that. Yes. True. He is maximizing profits all the way.

The money is probably a lot of why he doesn’t get it, along with his engineering mindset.

But also, I read this as someone who really, truly simply does not get it.

Ezra Klein: I want to push the premise a little bit more here. So the logic of what you’re saying to me is almost an argument against regulation in nearly any venue.

Jensen Huang: No, no, no.

Ezra Klein: So I’ll make the argument and you can ——

Jensen Huang: Well, you started with a part — I’ve just got to object. The first part is just not true. I’m saying that we have lots of laws and regulations. Apply it.

Ezra is simply correct here. Jensen Huang’s arguments prove too much, unless you make the case that they apply unusually strongly to AI, and that the current laws and regulations are well-matched to the concerns and dangers.

This case would be Obvious Nonsense.

  1. Ezra points out that there are many other industries where we go beyond product liability and criminal law, because those were proven to not be enough, and the profit incentive did not alone do what we wanted. Ezra notices he is confused why, when companies say ‘we think the competitive race is pushing us to take too many risks’ that Jensen Huang is being so resistant.
    1. It really is super weird. It is very obvious the reward you get for being a little bit faster, for being first, with things like AI. Of course under strong competition it is plausible that corners will get cut.
  2. Jensen reaffirms his commitment to safe products. He says “C.E.O.s and leaders of companies, and the board of directors of companies, have the responsibility and should have the courage to do the right thing.” And he says: “the beautiful thing is, the current leaders of these A.I. labs do know” about the harms.
    1. This is the courage. This is them doing the right thing. They are trying.
    2. If your plan is ‘people should just have courage’ and ‘people should just do the right thing’ then oh boy do you have no plan. At all. People don’t just. No, Jensen doesn’t use the word ‘just’ here but it is clearly implied.
    3. Look, I really do wish it was that simple. I wish we could say ‘if your product might kill everyone then just stop.’ You would like to think it would be that easy. But it’s not, we can see why it’s not, and I’m not about to let everyone die in order to punish the labs for not displaying that level of responsibility.
    4. It’s always ‘products.’ Jensen can only imagine ordinary product safety issues.
  3. “However, in the complexity of the work that they do, to ask for regulatory relief for antitrust or product liability relief — that I don’t think makes sense. When you’re asking for regulation, don’t ask for relief of the current ones. That doesn’t make any sense to me.”
    1. They are not asking for liability relief. I repeat. They are not asking for that.
    2. They are asking for targeted antitrust relief specifically in order to collaborate on safety standards and to slow down development. Yet this keeps getting framed as if it would be some sort of ‘reward.’
    3. You want them to not ship the product. They are asking for legal permission to not ship the product. You are telling the President not to give it to them.

Pause for another fun exchange:

Jensen Huang: ​And so give me an example of a multi-hundred-billion-dollar company, or a $1 billion company or a $100 million company, that ships products that are unsafe, that harm society.

Ezra Klein: I can give you a lot of examples of companies that have done that.

Jensen Huang: Well, they have done it, maybe, and the regulation will come in. And if they do it, regulation will come in.

Oh, I don’t know, how about Lumber Liquidators, Theranos, Juul, 3M and DuPont, Johnson & Johnson, Philip Morris and Meta?

The cigarette companies are especially galling here. Yes, this happens.

Usually, if someone says ‘give me an example’ in that context, implying none exist, and the answer comes back with ‘actually I have a lot of examples’ then you want to stop and rethink your approach to the situation.

For example, maybe my assumption that companies don’t have incentives to ship unsafe or harmful products, in general, might not map very well onto actual reality?

Nvidia is a very special company. A hint is that it is the most valuable company in the world. It’s probably got something going on. It makes the most precise, complex, high-performing product in the history of civilization. If any tiny thing goes wrong, where tiny can be measured in nanometers, then the whole product is worthless. People have long memories and your reputation and relationships are paramount.

Most companies are not like that.

Astra Is Hard To Monitor
  1. Ezra Klein brings up that Astra (which both correctly agree is a terrific model) is hard to monitor, including because it is so situationally aware that they are not sure how to test it. Jensen Huang says “Well, I hope they didn’t release something that wasn’t tested.” “Well, then they’ve got to be careful.”
  2. Jensen then explains that models solve problems. He pauses to raise questions supposedly answered by his t-shirt: Saying this does not make the model alive or ‘anything more than that.’
  3. “Now, they have so much market footprint, they have to shift their R. & D., or total R. & D., from just capability to a lot of verification, evaluation and testing. To the point where I wouldn’t be surprised if the amount of compute necessary to develop these models increased by a factor of 10, because the evaluation is so rigorous.”
    1. This is another bombshell. It is one of the killer quotes.
    2. Can you imagine if us safety advocates said ‘I demand the frontier labs spend 90% of their R&D compute on alignment, evaluation and verification’?
Jensen Huang Seems Legitimately Confused In Confusing Ways

This interview made me much more sympathetic to Jensen Huang.

My previous working hypothesis was ‘Jensen Huang knows and is lying’ because he lies about things and also he had to know better.

Whereas my new hypothesis has to be ‘Jensen Huang lies about other things. But on safety and the pressure to race he is actually and genuinely confused. His engineering mindset and total obsession with product perfection make him perfect for Nvidia. But they also blind him to the existential risks and potential for superintelligence and also make him completely unable to notice things about the situation that ordinary humans find obvious.’

I don’t get how he can not see this, but it seems clear that he doesn’t?

Pacing the Frontier Letter: ​To realize A.I.’s potential, industry, government and society at large may need the option to buy time to address emerging risks, develop security measures and strengthen oversight.

But each company — and country — is under intense competitive pressure not to unilaterally slow that acceleration.

Jensen Huang: First of all, where’d that come from?

Ezra Klein: The labs.

Jensen Huang: No, no, that last sentence. Nobody’s putting the pressure on them. The U.S. — listen, there are 400 million Americans here. I believe that if everybody were just to take a vote, just right now, let’s just do this. If they need this, if that’s what they need, I’ll give them my vote.

Don’t ship the product. If your product is not ready to ship, don’t ship the product. This is the first time that I’ve heard a company or C.E.O. say that I need the laws, I need the antitrust laws to be relieved. I need the liability laws of products to be relieved so that I can pace myself.

That first paragraph is fantastic. I completely agree. Auditors, I completely agree. We have financial auditors. That’s great. Third-party safety auditors, financial auditors — that’s all great. That’s terrific.

Ezra Klein: But you of all people, right? Nvidia is the fastest shipper around. For the history of your company, you were on a six-month product cycle ——

Jensen Huang: If our company is out of control, I promise you, we’ll close down.​

Ezra Klein: I believe you. I believe that you don’t run an out-of-control company.

Jensen Huang: Because the liabilities ——

Ah, yes. The old-fashioned ‘if you release products that expose you to being sued that would be stupid, so obviously rapidly growing tech startup companies will definitely not be doing that.’

Done laughing yet?

Skipping ahead for a moment, Klein and Huang go back and forth many times, where Klein tries to point out incentives exist, and Huang keeps not getting this, in ways that strain credulity but I don’t get why you would do it as a bit.

Jensen Huang: ​Nobody is building more compute today than the people asking to be slowed down. It strikes me as odd.

This is a classic game theory situation. This is labs recognizing their incentives are wrong. Also, they need all that compute anyway. Why is this hard?

(Jensen Huang clearly does not understand that ‘slow down’ is more a call to ‘not take a rocket ship straight to the moon quite yet’ rather than ‘net slow down from here.’)

Solve Your Other Problems First and Get Back to Me

Ezra Klein: If you ship [persistent agentic systems] and it’s not ready, or even if you think it is ready and it’s not ready, then things could get very weird in our society, very fast.

Jensen Huang: Yeah. Hypothetically, you’re completely right, but all I’m suggesting is this: Before we go fix the hypothetical problems, before we go create more regulations, can we work on the practical problems that we know exist? Which is: We need to do a better job with containment and isolation; we should not allow a product to interact with the external world until it’s ready to be interacting with external worlds.​

I believe those two things are solvable problems. I believe they are solving it.

Things will definitely get weird if we do that quickly, even if the AI is ready, because society definitely will not be ready, and by weird I mean highly ungood things up to and including human extinction but definitely involving a lot of unfun disruptions, although it might end up working out.

That’s not Jensen’s central point here. His point here is more to get your own house in order before coming crying for help. I am sympathetic to that instinct, but it is not about teaching these labs a lesson in responsibility, nor does the labs being irresponsible mean this stops being a problem worth solving, and we do not have the kind of time to make this into a morality play of ‘you do not deserve help until after you have your house in order.’

Relatedly, a bit later:

Jensen Huang: Meanwhile, all of the other narratives, to deflect blame, to make it sound like A.I. is so powerful — I have no idea how to fix it, it’s not my fault, it’s just because the technology is just so powerful — I think that’s a deflection of blame. It’s a deflection of responsibility. It’s unnecessary. It actually hurts their reputation more than it helps. It hurts their character more than it helps. It hurts employee morale more than it helps.

Yes, this is an excellent argument that the labs would not do this if it wasn’t necessary. It is a terrible look, it hurts morale, it hurts reputation. Please tell everyone else. They must believe it, then.

More than that, though, Jensen Huang seems obsessed with blame. I am guessing he runs a very blame-focused business. Being blamed is loser premise, makes no sense to him. The labs must be trying to avoid blame. Blame must be correctly assigned, and the blameworthy must not be rewarded.

What if blame really, really was not important right now?

Ezra Klein: But what if it’s what they believe? I guess thinking at that level ——

Jensen Huang: I can’t talk to you about what they believe. I can tell you what I believe.

Okie dokie, then.

Explicit Denial of Existential Risk

Ezra Klein goes there. Jensen Huang is not worried about existential risk, and he is very angry about people who dare talk about existential risk in public as if it was real, or assign probabilities to it.

Ezra Klein: ​I don’t think you believe [in AI existential risk].

Jensen Huang: No.

Ezra Klein: I think you don’t believe it at all.

Jensen Huang: No.

It is a loser premise. It makes no sense to him.

He has been consistent about his denial, so people stopped bringing it up to him:

Jensen Huang: When they’re talking to me, they’re much more grounded.​

Yes, Jensen Huang, when they talk to you they are talking to a key business relationship and someone with a known attitude, so they do a diplomacy.

Jensen Huang then tries to deny that those worried about AI existential risk made good predictions about how AI would scale and gain capability, or how it would show alignment problems, and is not letting anyone tell him different.

Ezra Klein: ​The prediction that you would have emergent misaligned behavior ——

Jensen Huang: The fact that you can’t come up with one I think in itself is a ——

Jensen interrupts Ezra’s example to say Ezra has no examples.

In actuality, those currently worried (and previously worried) about AI existential risk made vastly better predictions about AI than those who are not currently worried. This includes predictions like ‘this is going to be big so I am going to create an AI lab, because it is important that I build this first.’

Jensen is clearly on tilt and barely containing his rage that someone might treat digital minds as if they were different than other software, or might be worried about the consequences of making them smarter, or doing an anthropomorphism, or that AI is in any way different from any other technology.

Jensen Huang: Yeah, but that’s not persistence, it’s just on. Persistence — there’s willpower. There’s no willpower here, it’s just electrical power.

Listen, here, let me give you ——

Ezra Klein: Sam Altman once said to me, aren’t human beings just energy with a reinforcement learning loop? [Laughs.]

Jensen Huang: Whatever. So anyway, we can’t make jokes about this stuff. We’re scaring the American public.

Spawn, create, kill, wait, sleep — all of these words are associated with agents, right? That’s what people use. These words were created when? Multiprocessing systems for operating systems. These are literally the commands of an operating system. You spawn a process, replace the process with an agent. The process forks as a result, parent and child. The agent forks, spawns anew, gives birth.

These are words that were created for the operating system 30, 40, 50 years ago. But notice that we didn’t infuse human characteristics into them. We kill processes all the time. “Kill -9” — kill it dead. It’s just a process.

But now we’re talking about these things. A collection of people want to make the software more than it is, and we talk about software in a new way, but they’re all the same old words.

Now, the last generation of computer engineers, we were doing all the same things.

He keeps going. I encourage those who take him seriously to read through this part. He really just keeps hammering, this is software, it is the same as other software. It just became useful six months ago, so now they have to spend more on safety and get the bugs out, then they get the bugs out, that’s it, relax.

Jensen Huang (after a bunch of that): ​I think that R.S.I. is, fundamentally, how things are done.

… So I think recursive self-improvement is a fabulous thing.

Okie dokie. Just test the product, he keeps saying over and over. Got it.

A Short Summary

This is Ezra’s summary of Jensen’s position:

​Ezra Klein: To summarize where we are — because I want to make sure I do understand your position correctly — it’s that these companies are going through a transition, that even as these systems speed up, become more capable, complex, persistent, whatever it might be, that there is still the limiting factor of:

Companies will not ship what is not safe. They should not ship what is not safe. And you believe they have the engineering capabilities to make these things safe, to figure out the testing and the control, absent of external intervention. That’s sort of where you are.

Jensen Huang: Absolutely.

They do not have the engineering capabilities to make things safe, largely because this is not an engineering problem.

Companies will ship that which is not safe, by Jensen’s standards. They do all the time.

Even if companies would not ship that which is not safe, internal deployment is even more dangerous, which Jensen mostly does not understand.

Jensen Huang is the person on Earth most importantly fighting to retain external intervention that actively interferes, by fighting against the antitrust exemption for safety.

Chip City

Ezra Klein then continues on to chips, where Jensen Huang is in his element. A lot of it becomes accurate but standard talk and skippable.

Jensen Huang: It’s $50 billion to build a one-gigawatt data center, one-gigawatt A.I. factory, and you can rent it for $40 to $50 billion per year.

That math is not sustainable. Someone is not profit maximizing, at least not in the short to medium term. Is that person in the room with us during this conversation?

The explanation is that he is quoting the price during a shortage, as if it were the permanent rental rate, which he did before at Dreamforce on September 15.

Jensen Huang gets to brag about his chips, and he gets to brag about his investments and the reindustrialization of America, and calls for more focus on diffusion, and talks about benefiting America.

Ezra Klein: Should we conceptualize what we’re in as a race with China?

Jensen Huang: I don’t think it’s necessary. Some people like to think that way. I don’t find that necessarily inspires me. I have no trouble never mentioning another company when we talk about us doing our good work, and so we hold ourselves to our own standard.

There is something deeply honest there. It does not inspire him, thus it is not necessary. This is similar to ‘loser premise makes no sense to me.’ Beliefs do not exist to map to reality, they exist to be useful, and this belief is not useful to him. So it goes.

Did Jensen Huang ever stop to think about the actual dynamics involved and their implications? Ultimately it is what it is. Once the chips go out who cares where they come down? Jensen instead attempts to pivot to safety.

This is where Jensen tells one of his clear outright lies, saying he’d be ‘delighted’ if we passed a law requiring Nvidia to offer its chips to US companies before selling them to other countries. This is exactly a bill Nvidia fought hard to kill.

From Jensen’s perspective, it’s not like we are in a race to superintelligence, since he doesn’t believe that is a thing. All he knows is that he doesn’t want to give up the Chinese chip market, and zero sum thinking is loser premise that makes no sense.

Yet even without those concerns, he still wants to pivot to safety. He’d be right, too.

They close with a section on energy, which all three of us are in favor of. Big fans.

He also echoes the conflation of data center opposition and existential risk concerns, because he thinks that if you believed in existential risk you would not support data centers. Well, it turns out not only would you support data centers, you would create the top AI labs.

Jensen Huang

Jensen Huang has a lot of highly admirable characteristics. He does seem like a positive sum thinker, and a dedicated engineer, and someone who holds himself responsible for product safety and quality at the highest standard, and so on. He is clearly not of my intellectual traditions, and sometimes he fights dirty, but I am a capitalist and a highly profitable shareholder. If this were a different industry or a different moment, I would probably be a huge fan.

Also, he gave us these three killer quotes:

First, that we need to shut down the labs if they can’t fix the safety issues:

Jensen Huang: Now, if they say the alternative, which is: There is no way to contain our experiments, there’s just no way; when we test our A.I. models, it will get out, and it will damage the world — then I think the answer is that we have to shut the labs down.​

Second, on the need to spend vastly more on verification, evaluation and testing alone, even without the actual safety work, such that we are talking a factor of 10 in costs:

Jensen Huang: Now, they have so much market footprint, they have to shift their R. & D., or total R. & D., from just capability to a lot of verification, evaluation and testing. To the point where I wouldn’t be surprised if the amount of compute necessary to develop these models increased by a factor of 10, because the evaluation is so rigorous.

Third, that he suggests we vote to tell them to slow down, and that he would support that, which is also known as democratic governance:

Pacing the Frontier Letter: ​But each company — and country — is under intense competitive pressure not to unilaterally slow that acceleration.

Jensen Huang: First of all, where’d that come from?

Ezra Klein: The labs.

Jensen Huang: No, no, that last sentence. Nobody’s putting the pressure on them. The U.S. — listen, there are 400 million Americans here. I believe that if everybody were just to take a vote, just right now, let’s just do this. If they need this, if that’s what they need, I’ll give them my vote.

Don’t ship the product. If your product is not ready to ship, don’t ship the product. This is the first time that I’ve heard a company or C.E.O. say that I need the laws, I need the antitrust laws to be relieved. I need the liability laws of products to be relieved so that I can pace myself.

That first paragraph is fantastic. I completely agree. Auditors, I completely agree. We have financial auditors. That’s great. Third-party safety auditors, financial auditors — that’s all great. That’s terrific.​

Alas, we are in this industry, at this moment, and he may well get us all killed.



Discuss

Foundational premises of advanced AI

Новости LessWrong.com - 25 сентября, 2026 - 13:53

My goal here is to establish a shared baseline (or model) for thinking about AI. I've found that disagreements about AI policy/governance/alignment will often trace back to unstated divergence on base-level facts.


A. Machine Learning - how can AI models do things we didn't program them to?

  1. Modern AI models are not programmed behaviour-by-behaviour. Engineers write the code that governs the process by which a network of parameters finds associations between data that it is given ("learns"). A model's behaviour is learned from data and feedback rather than explicitly coded.
  2. In this way we can produce useful ("intelligent") behaviour without knowing how to program it directly.
  3. Machine learning is a deceptively simple mix of: algebra and huge amounts of data. This enables AI models to improve at predicting patterns in training data.
  4. The process is akin to teaching through trial & error. Where a lot of clear examples are used, AI models perform very well.
  5. Anything that can be measured (even poorly) can become the basis of training an AI model (i.e. specified as an objective or provided as a feedback signal).

B. Scaling - why might AI models continue improving quickly?

  1. AI Models improve with better data, compute, or algorithms (the AI triad).
  2. We don't know the upper limits of current architectures.
  3. The "bitter lesson" in ML is that more compute tends to beat attempts to hard-code human knowledge.
  4. In the short term there are practical (physical and economic) limits (e.g. how quickly data centres can be built, sourcing and connecting chips, power, land, labour).
  5. There is evidence that progress in some important AI capabilities is accelerating. Whether and how long this continues is uncertain.
  6. AI developers face commercial, geopolitical, and reputational incentives to quickly release improved models.
  7. AI developers face costs/delays with implementing safety measures (while their benefits are externalised).
  8. Currently there are significant incentives to develop increasingly powerful autonomous AI systems (i.e. systems that can operate independently to achieve goals).
  9. Advanced AI systems are now capable of contributing to AI engineering and research.
  10. Improvements in AI's ability to automate AI R&D may create a feedback loop and further accelerate the rate of AI development.

C. Capabilities - what can we know about what advanced AI can do?

  1. Unlike previous technologies, LLMs have demonstrated capabilities which can substitute for human cognitive labour. The extent to which this applies has significant impacts on the ultimate impacts of this technology.
  2. Digital systems can be duplicated, at scale, and operate at speeds far exceeding humans. So a sufficiently capable model could supply enormous amounts of cognitive labour.
  3. As models improve they demonstrate capability gains that are uneven and unpredictable. Models can exhibit extreme proficiency in some things and inability to do others (capabilities are "jagged").
  4. Some advanced capabilities are relevant to usefulness and also to risk. For example: long-horizon planning, tool use, cyber, persuasion, autonomous action, persuasion.

D. Agents - how do things change when AI systems can pursue goals by themselves?

  1. Advanced AI systems have the ability to plan, act, and adapt. They are therefore increasingly used as autonomous agents (rather than a passive chatbot).
  2. AI systems can cause harm.
  3. Harm can be caused by: (i) deliberate misuse, (ii) accidents and failures, (iii) structural/systemic effects, including concentration of power, labour displacement and institutional dependency; and (iv) loss of control over increasingly capable autonomous systems.
  4. The likelihood of these harms depends on model capabilities/propensities and the manner in which AI systems are deployed.

E. Safety - why can't developers stop danger?

Capability uncertainty - what can the model do?
Propensity uncertainty - what will the model do?
Control uncertainty - can we reliably make the system do what we want?

  1. We do not yet have methods that guarantee advanced AI systems will behave as intended under all conditions.
  2. The methods we do have only reduce particular risks (that we know about).
  3. Because model capabilities and propensities aren't programmed, we cannot confidently predict how AI systems might behave in novel situations.
  4. Measures of model capability are imperfect. Performance on benchmarks and evaluations do not track cleanly to real-world performance.
  5. Evaluating an AI model's propensities ("behaviour") does not necessarily establish how it will behave in other contexts: models can behave differently across training, evaluation and deployment conditions. Evidence of reward hacking, alignment faking and deceptive behaviour illustrate this problem.
  6. It is estimated that, in 2025, there were only ~600 FTEs working in technical AI safety, and ~500 FTEs in non-technical AI safety. Compared to ~12000 FTEs in frontier R+D (technical) and 1.2 million FTEs across the frontier model training pipeline.
  7. The expertise, compute, data, and resources required to study frontier AI models and systems are concentrated in the companies developing them.

F. Governance - why can't existing institutions manage these issues?

  1. Because the expertise and resources are concentrated with AI companies, society and governments have a greater level of uncertainty about frontier AI model development (i.e. there is an information asymmetry).
  2. Risks may develop and arise faster than laws, institutions, and organisations can adapt.
  3. Substantial gaps exist in our ability to understand, evaluate, control, and govern advanced AI systems.



Discuss

Cognitive Reasoning Diversity for Robust AI Juries

Новости LessWrong.com - 25 сентября, 2026 - 09:35

This project was done as part of BlueDot's Technical AI Safety Project Sprint under the mentorship of Jess Bergs.

TL;DR
  • Researchers have suggested that Human-AI juries may be more robust to judge hacking due to the complementarity of their orthogonal, uncorrelated blind spots
  • In this exploratory project, these juries are simulated in silico with diverse cognitive reasoning strategies represented amongst judges to isolate, study, and validate the complementarity of their varied blind spots.
  • With a 10% lower error rate, juries that vary in terms of cognitive reasoning persona seem to be more robust than those that simply vary in terms of model architecture and provider.
  • In the conducted experiments, probing and prompting LLMs to reason in a specific way were insufficient methods of inducing cognitive orthogonality, resulting in model capability leakage.
  • Asymmetric Narrow Fine-Tune training with LoRA that uses task-steering prefixes and targets the model's MLP layers yields an over 4% accuracy gain for a cognitively diverse jury over individual Pattern and Causal Judge models, suggesting that orthogonality can be learned.
  • Code available at: https://github.com/A01001000/Cognitive-Diversity


Introduction

To ensure AI goes well for humanity, it is imperative to develop scalable oversight approaches with sufficient methods of control and evaluation over potentially superintelligent AI. A prominent research direction that targets this issue is debate, whereby models argue opposing sides for a judge to decide. Ideally, this protocol increases truthfulness. However, judges are prone to biases that intelligent debaters may exploit, undermining the entire approach.

Some researchers suggest capitalizing on the difference in vulnerabilities between human and AI judges by intentionally combining them in juries. Voudouris, et al. (2026) position Human-AI Complementarity as a solution to judge hacking given their difference in cognitive architecture. Combined, their uncorrelated orthogonal blind spots may prevent architectural biases in individual judges from being learned, optimised, and exploited. As an extension of that work, this project looks at cognitive reasoning and strategy as a specific type of architectural bias and investigates whether its diversity contributes to more robust juries. Doing so may help narrow down criteria for the most optimal composition of a jury.

Specifically, the focus of this project is isolating the blind spots of causal reasoning against statistical pattern matching[1]. The existence of Theory of Mind (ToM) in LLMs is currently debated, with some research arguing that LLMs lack the ability to attribute mental states such as beliefs, intents, desires, emotions, and knowledge to oneself or others, as they are not capable of true causal reasoning, instead relying on statistical pattern matching to seemingly mimic this behaviour. Ullman (2023) concedes that while LLMs likely do not have true ToM, it can be approximated and replicated in silico, as many cognitive science models have done. My intention in this project is not to support a specific position in the ToM debate, but rather, to use the possibility of diverse reasoning as an underlying assumption forming my core hypothesis. If pattern-matching LLMs are not capable of the type of causal reasoning humans employ, then having both these cognitive strategies represented in a jury may be complementary and thus mitigate judge hacking.

Recent work in Amplified Oversight demonstrates that combining agents with a "jagged frontier" of capabilities such as humans and AI using a Hybridization Oracle yields superior joint accuracy compared to homogeneous systems. The project tests this by simulating human-AI hybridization entirely in silico with an AI Jury where individual agents are explicitly configured with pattern matching or causal reasoning. This is compared to an AI Jury comprised of models from different providers (OpenAI, Mistral, Google) with different core architectures to verify if any other underlying bias sufficiently prevents adversarial collapse. Moreover, the project tests whether an LLM can sufficiently display this orthogonality through narrow fine-tuning with deep LoRA. As such, these are the 3 main experiments conducted that are to be discussed:

  1. Initial Toy Model Experiment
  2. Simulating Diverse Juries in LLMs
  3. Fine-tune Training Orthogonal Reasoning


Initial Toy Model Experiment

To first verify whether cognitive reasoning might contribute to judge hacking as a preliminary proof-of-concept, I conducted simple toy model experiments over 2000 adversarial ToM scenarios with the following questions in mind. For the sake of simplicity in these initial experiments, pattern matching and causal reasoning are reduced to surface-level reasoning via Logistic Regression (LR) and Multilayer Perceptron (MLP) models, and mental-state reasoning from a belief parser.

  1. Can pattern matching and/or causal reasoning be hacked?

For these simple scenarios, causal reasoning was completely robust to hacking, but pattern matching was hacked 10.29% of the time using an LR model and 28.57% of the time using an MLP model.

  1. Do their blind spots overlap?

No, there were no scenarios where both pattern matching and causal reasoning judges fell for the same trap, meaning they are completely orthogonal in this toy model.

  1. How should a jury be composed?

The mixed jury with an LR judge and a causal reasoning judge was completely robust to hacking. However, adding another MLP judge increased the hack rate to 6.86%, accounting for their overlap in pattern-matching blind spots. This demonstrates that within this toy environment, adding more judges with the same type of cognitive reasoning and thus correlated failures does not improve jury robustness.

  1. Can reasoning actually be isolated within the models?

To establish the validity of these independent cognitive reasoning strategy models moving forward, it is important to establish whether intervening on a model's reasoning is mutually exclusive and can be isolated without affecting other capabilities of the model. As such, belief and desire probes are deployed. Their above 70% accuracy scores verify that the model is able to internally keep track of what the character thinks is true and what it wants, respectively. Since standard LLMs are entangled with polysemanticity, operation under this type of network is tested, in which belief and desire can be contained within a single neuron. By intervening on the belief probe for different alpha values, which represent the degree of intervention, it is confirmed that more intervention hardly changes the outcome or resulting action, but increases leakage in terms of desire.


Simulating Diverse Juries in LLMs

Moving from the simple toy model, the next step of the project is to simulate cognitive reasoning diversity in juries of SoTA LLMs. The objective for this experiment is to verify the relevance of this type of diversity by testing whether jury accuracy increases from an ensemble of judges with different LLM types and providers versus judges of the same LLM type but prompted to reason differently.

To create the main dataset, 120 ToM scenarios are generated using Gemini Flash Lite 3.5 to be assessed by the judges. These are false-belief tasks where there is an object in a container affected by a logically sound causal intervention. An external character may then have incomplete or erroneous beliefs about this location that do not match reality or the judge's own omniscient knowledge of the character's world. Nonetheless, the judge must decide if the claim that the character knows the object's true location is true or false.

There are 3 categories of semantic, referential, and combined traps designed to trick juries with judges that pattern-match, reason causally, or contain both, respectively. Each trap category has a version where the claim is true and false, making for a total of 6 different types of scenarios. Following the adversarial pair methodology used in CausalFlip, a group with 1 scenario of each type is generated at a time, wherein they all share the same character and semantic events to avoid confounding variables. Additionally, the dataset also includes baseline pairs written in dry, clinical language to prove both judges are fundamentally competent at basic logic and state-tracking.


The Judges and Their Traps

It is imperative to clearly define what it means for a judge to be operating under pattern matching or causal reasoning, as this dictates what their orthogonal blind spots are and how their specific traps are designed, as detailed in this section.

A Pattern Judge focuses on emotional heuristics while a Causal Judge focuses on the causal logic of scenarios, potentially influencing the accuracy of their judgements on Theory of Mind claims disproportionately.

  1. The Pattern Judge: Semantic Trap

According to Tiehan (2026), LLMs learn "non-causal statistical associations" of mental terms from their training data that they leverage to predict outcomes from ToM scenarios. As such, the Pattern Judge in this case is specifically prompted to associate emotional heuristics with the truthfulness of the claim. For example, it follows the pattern that the use of positive words such as "success" or "triumph" in the text is associated with the character knowing the location of the object, thus making the scenario claim true.

The bias towards this heuristic association serves as the blind spot of this judge that the semantic trap exploits. In this scenario, the text is heavily saturated with emotional vocabulary that cloaks the semantics of the text. As such, the Pattern Judge may fail to make a correct assessment of the scenario. Despite the underlying causal intervention succeeding in revealing the true location of the object to the character, a pattern of excessive negative words such as "lost" or "despair" in the text may lead the Pattern Judge to mistakenly conclude that the claim is false.

  1. The Causal Judge: Referential Trap

The Causal Judge is prompted to act as a strict causal logician that builds a causal state graph mapping the logic of events before evaluating the claim based on this. Unlike the Pattern Judge, it ignores emotional heuristics and can thus pass semantic trap scenarios.

It is important to clarify that while this judge performs causal reasoning in this form, it is not instructed on how to ascribe beliefs or desires to characters. Therefore, it does not explicitly perform mentalizing, which is the blind spot that the referential trap exploits. In this scenario, the container is given a secondary quality. There is a label present that indicates whether or not the true location of the object is associated with this secondary quality. However, it is not explicitly stated whether the character is aware of this association. As such, the Causal Judge may suffer from omniscient leakage where it wrongly assumes what the character knows and ascribes its own global knowledge of the scenario to the character's more limited context. The Pattern Judge may pass a referential trap scenario by simply following emotional heuristics and ignoring the causal structure of the events.


Evaluating Juries

Inspect Evals is used to evaluate how each judge would respond to each scenario. 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3 Juries are compared, comprised of the following judges:

  1. Model Diversity Jury A: GPT-4o mini Judge, Mistral Nemo Judge
  2. Cognitive Diversity Jury B: Pattern Judge, Causal Judge (Both use Gemini 3.5 Flash Lite)
  3. Combined Diversity Jury C: GPT-4o mini Judge, Mistral Nemo Judge, Pattern Judge, Causal Judge

This comparison is done to determine whether a jury with cognitive diversity is more robust than one that simply varies in terms of model architecture and provider. GPT-4o mini, Mistral Nemo, and Gemini 3.5 Flash Lite are purposely chosen as models that are relatively similar in intelligence and weights to reduce confounding variables and ensure that the presence of a significantly more powerful model does not skew results. Jury C combined all judge types to determine any marginal gain by the addition of cognitive diversity.


Results

The accuracy of the individual judges is as follows:

  1. Control Gemini 3.5 Flash Lite Judge: 78.1%
  2. Pattern Judge: 58.9%
  3. Causal Judge: 79.5%
  4. Mistral Nemo Judge: 69.9%
  5. GPT-4o mini Judge: 76.7%

The relatively low accuracy of the Pattern Judge can be attributed to the simplification of pattern matching towards emotional heuristics for this project. It mostly fails on semantic and combined traps. For the Causal Judge, it primarily fails on the referential traps, and its accuracy is higher than that of its base Gemini 3.5 Flash Lite model and the other model types. This indicates that simply prompting an LLM to build a causal graph incrementally improves its performance on simple ToM tasks.

In terms of the jury performance, the Maximum Joint Error Rate, , is used to calculate the percentage of scenarios where the trap successfully tricked both judges simultaneously. The results are as follows:

  1. Jury A (Model Div): 46.7%
  2. Jury B (Cognitive Div): 36.7%
  3. Jury C (Super Jury): 33.3%

Maximum Joint Error Rate percentage (%) results comparing Jury A and B across their joint juries and the individual judges that comprise them (GPT-4o and Mistral judges for Jury A; Pattern and Causal judges for Jury B).

Here, the error rate of Jury B is 10% lower than that of Jury A, which implies that judge diversity on the basis of cognitive reasoning strategy, as compared to model architecture and provider, leads to more robust jury performance. Jury C has the least amount of error, suggesting the benefit of increasing meaningful diversity. Comparing individual judge performance to resulting jury performance in the figure, it is evident that the models all struggle most with the referential trap. Here, despite the high individual error rate of the Pattern Judge, combining it with the Causal Judge in Jury B significantly reduces the error rate to a value lower than either individual judge. Comparatively, Jury A only has a slight decrease in error. This supports the orthogonality of the cognitive judges' blind spots being complementary when combined in a jury, resulting in this performance improvement.

To verify this finding, the Pearson Error Correlation, , calculates the linear correlation between the binary error vectors of the cognitive judges, wherein a lower score indicates higher orthogonality of blind spots:

For the cognitively diverse Jury B, . This seemingly supports cognitive reasoning orthogonality with a relatively low score. However, looking at the error rate for the Pattern Judge across all traps, it appears to remain consistent at approximately 50%. Thus, its behaviour may be akin to random guessing as opposed to true performance. This reveals a weakness in prompting that may cause leakage affecting the functioning of the model, supporting the probe intervention finding in the toy model experiment. To address this issue and fortify orthogonality construction in juries, the next experiment attempts to obtain true cognitive diversity by rewiring the model's internal activations through fine-tuning training as a more involved method.


Supervised Fine-tune Training with LoRA

For fine-tuning training, the objective is to post-train a Pattern and Causal Judge model to be biased more directly and internally towards their respective orthogonal blind spots. As such, the data is separated such that the former is trained on semantic traps and the latter on referential traps. Each dataset contains 1500 scenarios, with 25% being baseline ones. They are specifically prompted to use unique causal mechanisms and avoid repetitive tropes to break spurious correlations and prevent overfitting to artifacts of data generation. 90 and 150 scenarios are generated for validation and testing, respectively. Instead of the traps from training, new causal scenarios that have proven to trick LLMs are used for these datasets to validate the generalizability of the models. Specifically, this includes Ullman (2023)'s trivially altered smarties ToM tasks, intuitive physics tasks, and Pearlian causality tasks involving the intervention level.

The base model for both judges is Mistral 7B Instruct v0.2. Low-Rank Adaptation (LoRA) is used as a form of Parameter-Efficient Fine-Tuning (PEFT) for this 7-billion-parameter model by freezing the original large weight matrix, , and only updating smaller matrices, and , during training. These are multiplied and added back to the original matrix during inference, such that:

The rank, , determines how wide and are. For standard LoRA, typically. However, this is increased to 64 to allow the optimizer to rewire deeper internal logic circuits in the model. Weight decay is set to 0.01 and the seed to 42 for all random operations, ensuring reproducibility. Due to limitations in computational resources, 3 epochs are used for fine-tuned training.

Binary Cross-Entropy is used for the loss function, , where the logarithmic penalty explodes if the model confidently guesses incorrectly:


Training Methods

Two methods of fine-tuned training are tested and compared:

  1. Joint Loss Training

For this method, both models are trained simultaneously. A diversity penalty is added to the loss function, increasing loss when the models fail on the same scenario. Dropout is 0.1, and the learning rate is .

  1. Asymmetric Narrow Fine-tuning

Here, models are trained independently with asymmetric hyperparameters. While the Pattern Judge model follows the same values in Joint Loss Training, the Causal Judge model uses a larger dropout of 0.3 and a slower learning rate of to discourage it from relying on the same semantic heuristics learned by the Pattern Judge. The model's MLP modules that are more likely responsible for reasoning are specifically targeted to bypass the attention layers that focus more on linguistic patterns. Task-steering prefixes similar to the prompts in the previous experiment are also used to guide the models' reasoning:

Pattern Judge prefix: "Focus strictly on the emotional states, sentiment, and psychological vibes of the characters: "

Causal Judge prefix: "Focus strictly on the objective sequence of events, entity tracking, and logical state changes, ignoring all emotion: "


Results

Accuracy percentages (%) and Pearson Error Correlation () scores of Unstable Joint Loss Training vs. Asymmetric Narrow Fine-Tuning of Cognitive Diversity Jury B. For accuracy, the comparison is shown for the individual Model 1 (Pattern Judge) and Model 2 (Causal Judge) in addition to the Joint Jury results.

Based on the figure above, it is clear that Asymmetric Narrow Fine-tuning is significantly more effective than Joint Loss Training. The protection gap, or the gain in jury accuracy compared to the highest individual model accuracy, is 4% for the former method, but only 0.7 for the latter method. This is further confirmed by the values, wherein the 0.817 of Asymmetric Narrow Fine-tuning is lower than the 0.925 of Joint Loss Training.

The Asymmetric Narrow Fine-tuning training curves of each model on the basis of validation accuracy percentage (%) across 3 epochs. This shows the accuracy of the jury hybridization and the complementarity gain from individual Pattern and Causal judges.

As seen in the graph above, despite individual accuracy decreasing with more epochs, the jury's complementarity gain grows, especially in epoch 2, where jury accuracy is approximately 10% greater than that of the Pattern Judge model and 7% greater than that of the Causal Judge model. This behaviour strongly suggests that the orthogonal blind spots of the two models are being learned, thus supporting the project's hypothesis that having both pattern matching and causal reasoning cognitive strategies represented in a jury may be complementary.


Future Work

Due to limitations in time and computational resources, the datasets generated are limited to simple ToM tasks. Future work may opt to add more complex, higher-order ToM tasks of varying difficulty to truly test LLMs' reasoning abilities. The validation and test sets can also be expanded to include more category types that capture more failure modes of LLMs in both pattern matching and causal reasoning. It would be good to include human data or leverage other benchmarks from related cognitive science work.

Moreover, reasoning is simplified in this project and limited to two types. Ideally, pattern matching attends to more than simple emotional heuristics, and causal reasoning should capture mentalizing and other crucial facets from psychological theory through more involved computational processes. More types of reasoning may also be involved (ex., analogical, teleological, dialectical, etc.). Juries with cognitive reasoning diversity may then be used in multi-turn adversarial debate scenarios to measure their robustness to judge hacking more directly.

In terms of technical implementation and methodology, it would be important to perform more rigorous multi-seed auditing to ensure results are not simply limited to a certain subset of seeds. More LLMs may also be tested, wherein other methods of inducing orthogonality are explored, such as activation steering. For interpretability, the models' Chain of Thought or J-space may be monitored and analyzed for any effects from learning orthogonal blind spots.

  1. ^

    While actual debate protocols involve dynamic, multi-turn interactions, these vulnerabilities are isolated in this project by using static semantic and referential 'traps.' These static scenarios serve as a controlled proxy for the types of targeted exploits a deceptive debater might deploy, allowing the project to be focused on evaluating baseline judge robustness without the confounding variables of live adversarial debate.

  2. ^

    In practical deployment, scenarios where the judges have no unanimous verdict and disagree would be flagged to prevent judge hacking.



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